Operations Regulatory Reporting Officer
Operations Regulatory Reporting Officer
Posted on :
30-04-2025
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1 Vacancy
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Monthly Salary
Not Disclosed
Salary Not Disclosed
Vacancy
1 Vacancy
Posted on :
30-04-2025
Job Description
Our client a major bank in New York City is looking for NonFinancial Regulatory Reporting Officer.
Permanent position with competitive compensation package (base is upt to 100K) excellent benefits and target bonus.
Must be 2/3 days per week in New York City Office.
Operations Regulatory Reporting is a newly created team within Operations that is responsible for the and submission of regulatory reports to the various regulators. The teams daily operations ensure the bank meets its regulatory reporting obligations and that data is reported in an accurate and timely manner.
Summary
The Operations Regulatory Reporting Officer position will play a key role in the development of this newly created team to ensure the bank meets its obligations to deliver timely complete and accurate regulatory reports. They will be responsible for executing and monitoring these reports on the appropriate cadence (e.g. daily monthly quarterly etc). They will also proactively investigate and remediate any breaks or issues ahead of submission to ensure reporting integrity. They should be comfortable and competent in working with large data sets. Additionally in this role the individual will need to understand the various complex regulatory rules and will contribute analysis and translation of various BrokerDealer regulatory requirements in collaborations with other stakeholders (e.g. legal compliance IT etc. to support the creation and maintenance of these reports. This role will provide the individual the opportunity to expand their expertise in the regulatory reporting space and contribute to the creation and expansion of this new team. The role reports into the Head of Operations Regulatory Reporting.
Responsibilities
Qualifications
Please email your resume or use this link to apply directly:
Permanent position with competitive compensation package (base is upt to 100K) excellent benefits and target bonus.
Must be 2/3 days per week in New York City Office.
Operations Regulatory Reporting Officer
About the TeamOperations Regulatory Reporting is a newly created team within Operations that is responsible for the and submission of regulatory reports to the various regulators. The teams daily operations ensure the bank meets its regulatory reporting obligations and that data is reported in an accurate and timely manner.
Summary
The Operations Regulatory Reporting Officer position will play a key role in the development of this newly created team to ensure the bank meets its obligations to deliver timely complete and accurate regulatory reports. They will be responsible for executing and monitoring these reports on the appropriate cadence (e.g. daily monthly quarterly etc). They will also proactively investigate and remediate any breaks or issues ahead of submission to ensure reporting integrity. They should be comfortable and competent in working with large data sets. Additionally in this role the individual will need to understand the various complex regulatory rules and will contribute analysis and translation of various BrokerDealer regulatory requirements in collaborations with other stakeholders (e.g. legal compliance IT etc. to support the creation and maintenance of these reports. This role will provide the individual the opportunity to expand their expertise in the regulatory reporting space and contribute to the creation and expansion of this new team. The role reports into the Head of Operations Regulatory Reporting.
Responsibilities
- Generate submit and/or monitor various regulatory reports on a daily monthly quarterly cadence as appropriate
- Contribute to endtoend regulatory reporting process design and implementation
- Assist in the design and implementation of a control framework
- Execute controls over the endtoend process as appropriate
- Contribute to the analysis and research required to transform data into information for reporting purposes
- Leverage large data sets to investigate issues and ensure data quality and integrity
- Engage with the appropriate stakeholders on various regulatory changes to understand the impacts and requirements
- Take the lead on analysis and implementation of regulatory reporting solutions
- Work with IT to specify requirements for new and/or existing regulatory reports
- Provide presentations information and/or recommendations to senior management as requested
- Assist in the rollout of new regulatory reporting platform
Qualifications
- Bachelors degree or equivalent combination of education and work experience required. Accounting or Finance concentration preferred
- 4 years of work experience preferred at a large financial institution knowledge of regulatory reporting and controls
- Solid understanding of key financial products particularly equities fixed income and derivatives instruments
- Strong experience in one of the key product areas covered by the team (e.g. equities fixed income derivatives etc.
- Comfortable working with data and using it to proactively identify potential reporting issues
- Strong written and oral communication skills and ability to work within a team in a dynamic environment
- Knowledge of various FINRA SEC or CFTC regulations
- Experience with various regulatory reports (e.g. CAT CAIS EBS LOPR etc)
- Highly organized strong attention to details and methodical approach to analysis
- Goal driven and selfmotivated
- Experience designing processes and controls preferred
- Eligibility to work in local market
Please email your resume or use this link to apply directly:
Required Experience:
Unclear Seniority
Employment Type
Full Time
Key Skills
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