Compliance Officer
Compliance Officer
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Job Description
Were building a relationshiporiented bank for the modern world. We need talented passionate professionals who are dedicated to doing whats right for our clients.
At CIBC we embrace your strengths and your ambitions so you are empowered at work. Our team members have what they need to make a meaningful impact and are truly valued for who they are and what they contribute.
To learn more about CIBC please visit
What Youll Be Doing
Compliance & Global Regulatory Affairs (Compliance & GRA) assists our Bank in developing and executing a robust and proactive regulatory compliance and regulatory affairs strategy and effectively managing regulatory risk. The Compliance and EAML Examination Program (CEEP) team is a group within the Compliance Department and consists of several multiskilled examination teams including the Regulatory Compliance Examination team which is responsible to execute regulatory compliance examinations for Oversight Functions and Compliance units globally across the Bankamongst other LOBs with the objective to independently assess the design and operating effectiveness of the units processes and controls to satisfy compliance with OSFI E13 and adherence to regulatory requirements as defined by the CIBC Regulatory Compliance Management Policy.
Reporting to the Director Compliance and EAML Examinations Program the Compliance Officer is responsible to manage and execute Regulatory Compliance Management (RCM) examinations and ensure adequate planning fieldwork and reporting of results as per CEEP standards and procedures and assist team members as required with the of their Compliance Officer will have a strong understanding of applicable regulatory requirements such as OSFI E13 and the requirements of a sound RCM framework as well as knowledge of CIBC lines of business Governance Groups Oversight Functions and Compliance. In addition to working on the RCM Examination portfolio the Compliance Officer will be required to support other examination portfolios within the broader CEEP team as the needs arise.
At CIBC we enable the work environment most optimal for you to thrive in your role. Youll have the flexibility to manage your work activities within a hybrid work arrangement where youll spend 13 days per week onsite while other days will be remote.
How Youll Succeed
Regulatory Oversight: Be aware of any upcoming changes in the industry. Act as a subject matter expert responding to questions from the business and team regarding regulations best practices and internal policies and procedures.
Strong Communication and Interpersonal Skills: Exhibit strong verbal and written communication skills. Have the ability to communicate effectively with different lines of business to obtain clarification of processes and controls to explain requirements and regulations and to provide the results of the examination including issuance of deficiencies and observations.
Lead Examinations: You will lead high quality thorough and timely of Regulatory Compliance Management examinations. You will have a strongunderstandingofthe CIBC RCM policy. You will use your welldeveloped examinations skills to evaluate the adherence of Oversight Functions to requirements as defined within the RCM policy as well as identify and recommend areas for improvement.
Relationship Building: You will establish and maintain positive working relationships with CIBC LOBs Governance Groups Oversight Functions and Compliance partners and help develop and implement an appropriate regulatory compliance culture compliance risk and control processes that are effective costefficient that help achieve business objectives.
Strong Teamwork: Share your knowledge and assist team members with their examinations and help to implement changes as required to strengthen the Compliance Testing Program. Provide a safe environment in which different opinions are welcomed.
Who You Are
You can demonstrate working experience leading examinations/audits or compliance reviews. Strong understanding of the Regulatory Compliance Management policy.
You have a University Degree/College Diploma or equivalent work experience with a minimum of 3 years experience within the compliance/audit industry. It is an asset if you have a CPA CIA or other relevant designation or certification.
You look beyond the moment. You make decisions and take actions that will make a difference today and tomorrow for the programs and the Team. You proactively seek new opportunities to define whats possible.
You understand that success is in the details. You notice things that others dont. Your critical thinking skills help to inform your decision making.
Values matter to you. You bring your real self to work and you live our values trust teamwork and accountability.
What CIBC Offers
At CIBC your goals are a priority. We start with your strengths and ambitions as an employee and strive to create opportunities to tap into your potential. We aspire to give you a career rather than just a paycheck.
We work to recognize you in meaningful personalized ways including a competitive salary incentive pay banking benefits a benefits program* defined benefit pension plan* an employee share purchase plan a vacation offering wellbeing support and MomentMakers our social pointsbased recognition program.
Our spaces and technological toolkit will make it simple to bring together great minds to create innovative solutions that make a difference for our clients.
We cultivate a culture where you can express your ambition through initiatives like Purpose Day; a paid day off dedicated for you to use to invest in your growth and development.
*Subject to plan and program terms and conditions
What you need to know
CIBC is committed to creating an inclusive environment where all team members and clients feel like they belong. We seek applicants with a wide range of abilities and we provide an accessible candidate experience. If you need accommodation please contact
You need to be legally eligible to work at the location(s) specified above and where applicable must have a valid work or study permit.
We may ask you to complete an attributebased assessment and other skills tests (such as simulation coding French proficiency MS Office). Our goal for the application process is to get to know more about you all that you have to offer and give you the opportunity to learn more about us.
Job Location
Toronto81 Bay 31st FloorEmployment Type
RegularWeekly Hours
37.5Skills
Compliance Reporting Compliance Testing Decision Making Regulatory Compliance Regulatory Requirements Risk Assessments Strategic AdviceRequired Experience:
Unclear Seniority
Employment Type
Full-Time
