Principal Risk Specialist
Principal Risk Specialist
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$ 117300 - 133900
1 Vacancy
Job Description
Do you like working in the spotlight Are you ready to work on the front line of a top 10 Bank Can you build relationships as well as develop and implement innovative solutions As a Risk Specialist at Capital One youll be responsible for working with business partners to identify and mitigate potential risks to Capital One. Risk Managers at Capital One are the front line of defense to ensure our Company remains stable and profitable.
Risk Managers at Capital One are highly motivated Risk Management professionals with excellent organizational and communication skills. They have a high level of exposure across lines of business and have the opportunity to work with Executives to create and implement innovative solutions to identify and mitigate potential risks to the Company.
You will:
Serve as interdepartmental liaison interfacing with lines of business and staff functions such as HR and other areas of Risk
Gather data and reporting; perform initial analysis or potentially evaluate data provided by team analysts
Design and implement internal governance processes
Perform process and technology risk assessments to determine the optimal control mix for the products pursuing an engagement (SOC 2
Interpret communicate and present appropriate control design to senior leadership.
Influence leadership with recommendations for Controls and Process improvements on an ongoing basis.
Evaluate control deviations and their impact on managements opinion over the design implementation and operating effectiveness of the controls in place to address the frameworks we pursue.
Draft Management Responses that are presented within Attestation Reports.
Partner with the product teams to answer any customer inquiries on issues listed within an attestation report.
Facilitate evidence requests made by external auditors to support their independent attestation requirements.
Provide advisory to control owners on ensuring the evidence they are submitting will meet the needs of the auditors.
Partner with external auditors to establish evidence collection timelines and deadlines.
The associate should be able to:
Be well organized and able to manage multiple requests
Demonstrate strong ability to analyze information and data and leverage to support recommendations
Work in collaboration across multiple teams while maintaining business relationships
Develop and communicate quality recommendations to the program
Demonstrate strong subject matter expertise and sound judgment to align appropriate risk level
Work with diverse contacts throughout Capital One
Communicate technical issues to nontechnical people
Demonstrate strong problemsolving and conceptual thinking abilities
Demonstrate capacity to think broadly but go deep into subject matter when needed
Basic Qualifications:
High School Diploma GED or equivalent certification
At least 3 years of experience with Internal Controls Risk Management or Audit
At least 2 years of experience in identifying and assessing IT general IT application data movement and systems implementation controls
Preferred Qualifications:
Bachelors Degree
3 years of experience in Auditing and Control Evaluation
1 years of experience with Cloud technologies (AWS Azure or GCP)
CISA CISSP or CRISC certification
At this time Capital One will not sponsor a new applicant for employment authorization or offer any immigration related support for this position (i.e. H1B F1 OPT F1 STEM OPT F1 CPT J1 TN or another type of work authorization).
The minimum and maximum fulltime annual salaries for this role are listed below by location. Please note that this salary information is solely for candidates hired to perform work within one of these locations and refers to the amount Capital One is willing to pay at the time of this posting. Salaries for parttime roles will be prorated based upon the agreed upon number of hours to be regularly worked.
McLean VA: $117300 $133900 for Principal Risk SpecialistCandidates hired to work in other locations will be subject to the pay range associated with that location and the actual annualized salary amount offered to any candidate at the time of hire will be reflected solely in the candidates offer letter.
This role is also eligible to earn performance based incentive compensation which may include cash bonus(es) and/or long term incentives (LTI). Incentives could be discretionary or non discretionary depending on the plan.Capital One offers a comprehensive competitive and inclusive set of health financial and other benefits that support your total wellbeing. Learn more at theCapital One Careers website. Eligibility varies based on full or parttime status exempt or nonexempt status and management level.
This role is expected to accept applications for a minimum of 5 business days.No agencies please. Capital One is an equal opportunity employer committed to diversity and inclusion in the workplace. All qualified applicants will receive consideration for employment without regard to sex (including pregnancy childbirth or related medical conditions) race color age national origin religion disability genetic information marital status sexual orientation gender identity gender reassignment citizenship immigration status protected veteran status or any other basis prohibited under applicable federal state or local law. Capital One promotes a drugfree workplace. Capital One will consider for employment qualified applicants with a criminal history in a manner consistent with the requirements of applicable laws regarding criminal background inquiries including to the extent applicable Article 23A of the New York Correction Law; San Francisco California Police Code Article 49 Sections; New York Citys Fair Chance Act; Philadelphias Fair Criminal Records Screening Act; and other applicable federal state and local laws and regulations regarding criminal background inquiries.If you have visited our website in search of information on employment opportunities or to apply for a position and you require an accommodation please contact Capital One Recruiting ator via email at . All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.
For technical support or questions about Capital Ones recruiting process please send an email to
Capital One does not provide endorse nor guarantee and is not liable for thirdparty products services educational tools or other information available through this site.
Capital One Financial is made up of several different entities. Please note that any position posted in Canada is for Capital One Canada any position posted in the United Kingdom is for Capital One Europe and any position posted in the Philippines is for Capital One Philippines Service Corp. (COPSSC).
Required Experience:
Staff IC
Employment Type
Full-Time
