Manager Accounting
Manager Accounting
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$ 159400 - 181900
1 Vacancy
Job Description
Does the idea of working with professional highly trained accountants inspire you Are you an accounting professional with a demonstrated ability to work well in teams develop new ideas and take ownership of your projects Would you like the opportunity to individually contribute to the team along with the opportunity to grow into a leader Would you like to work in a collaborative environment where your contributions are recognized and rewarded all while having a worklife balance If so opportunities for professional and personal fulfillment in a dynamic progressive organization await you at Capital One!
We are seeking a highly motivated Accounting Manager to support Capital One Securities a broker dealer registered with the Financial Industry Regulatory Authority (FINRA) and the Securities Exchange Commission (SEC). Candidates should be selfstarters responsible for managing a team of accounting professionals balancing multiple priorities and meeting deadlines in a fast paced time sensitive environment. Candidates must be able to develop strong relationships with key business partners. Additionally candidates should possess the ability to identify process improvement and technology options and assist in implementation of automation solutions.
Responsibilities:
Oversee monthly closes process
Prepare internal & external financial statements and variance analysis
Prepare regulatory filings (FOCUS reports SIPC reports etc.
Perform regulatory net capital computation and ensure compliance with regulatory guidance
Responsible for monthly account reconciliations review
Manage line of business incentive plans
Coordinate various internal stakeholders (Operations FP&A business leaders) to ensure accurate reporting and adherence to regulatory guidance
Review intercompany management fees
Other brokerdealer accounting responsibilities as assigned
Support external and internal audits as well as regulatory exams
Develop team financial talent and benchstrength and manage employee development and training
Participate in challenging project initiatives with the team.
Support automation and data transformation efforts
Identify and drive process efficiencies.
Ability to adhere to strict deadlines for monthly closes and regulatory reporting
Ability to manage complex financial reporting and regulatory matters or processes
Ability to develop establish and operate financial policies and procedures
Due to the nature of this position as a part of our background check process candidates must be able to pass a nonregistered fingerprint background check to qualify as a fingerprinted person under FINRA
Currently has or is in the process of obtaining a Series 27 Securities License with the expectation that license will be obtained within six months of hire
Basic Qualifications
Bachelors degree in Accounting or military experience
At least 3 years of Accounting experience
At least 3 years of broker dealer experience
At least 2 years of experience in people management
Preferred Qualifications:
Masters degree in Finance or Accounting
5 years of securities industry experience
Financial Industry Regulatory Authority Series Licenseor a combination
At this time Capital One will not sponsor a new applicant for employment authorization for this position.
The minimum and maximum fulltime annual salaries for this role are listed below by location. Please note that this salary information is solely for candidates hired to perform work within one of these locations and refers to the amount Capital One is willing to pay at the time of this posting. Salaries for parttime roles will be prorated based upon the agreed upon number of hours to be regularly worked.
Chicago IL: $132800 $151600 for Manager AccountingCandidates hired to work in other locations will be subject to the pay range associated with that location and the actual annualized salary amount offered to any candidate at the time of hire will be reflected solely in the candidates offer letter.
This role is also eligible to earn performance based incentive compensation which may include cash bonus(es) and/or long term incentives (LTI). Incentives could be discretionary or non discretionary depending on the plan.Capital One offers a comprehensive competitive and inclusive set of health financial and other benefits that support your total wellbeing. Learn more at theCapital One Careers website. Eligibility varies based on full or parttime status exempt or nonexempt status and management level.
This role is expected to accept applications for a minimum of 5 business days.No agencies please. Capital One is an equal opportunity employer committed to diversity and inclusion in the workplace. All qualified applicants will receive consideration for employment without regard to sex (including pregnancy childbirth or related medical conditions) race color age national origin religion disability genetic information marital status sexual orientation gender identity gender reassignment citizenship immigration status protected veteran status or any other basis prohibited under applicable federal state or local law. Capital One promotes a drugfree workplace. Capital One will consider for employment qualified applicants with a criminal history in a manner consistent with the requirements of applicable laws regarding criminal background inquiries including to the extent applicable Article 23A of the New York Correction Law; San Francisco California Police Code Article 49 Sections; New York Citys Fair Chance Act; Philadelphias Fair Criminal Records Screening Act; and other applicable federal state and local laws and regulations regarding criminal background inquiries.If you have visited our website in search of information on employment opportunities or to apply for a position and you require an accommodation please contact Capital One Recruiting ator via email at . All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.
For technical support or questions about Capital Ones recruiting process please send an email to
Capital One does not provide endorse nor guarantee and is not liable for thirdparty products services educational tools or other information available through this site.
Capital One Financial is made up of several different entities. Please note that any position posted in Canada is for Capital One Canada any position posted in the United Kingdom is for Capital One Europe and any position posted in the Philippines is for Capital One Philippines Service Corp. (COPSSC).
Required Experience:
Manager
Employment Type
Full-Time
