Operational Risk and Controls - Asset Servicing Manager
Operational Risk and Controls - Asset Servicing Manager
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Job Description
Line of Service
AssuranceIndustry/Sector
Not ApplicableSpecialism
AssuranceManagement Level
ManagerJob Description & Summary
About the Role
Our Risk and Controls Assurance team is expanding and were looking for a Manager to join our vast community of solvers. Youll help Australian businesses create value and improve the way they work. From automation and digitisation to providing confidence over emerging technology together we build trust in society and solve important problems.
Our team provides advice and assurance in relation to client activities spanning control readiness control remediation and reporting on the robustness of controls to Board Audit Committees and external stakeholders including customers and regulators.
As specialists on risk and controls within the wealth management industry we are increasingly called upon to support our clients to manage the risk in change associated with mergers and acquisitions service provider transitions and data migration system implementations and other transformational change.
Youll help solve complex problems by using your skills in:
Financial services technology risk and controls environments IT general controls testing of automated IT dependent controls across the wealth management ecosystem
Internal audit advisory and/or third party assurance engagements
Sound understanding of the wealth management value chain including service providers to the industry such as custodians investment administrators superannuation administrators and registry/transfer agency providers and their customers (superannuation/pension funds and asset managers).
Understanding the needs for trust and transparency between the participants in the wealth management industry and the associated regulatory obligations of APRAregulated entities. You are familiar with the requirements of CPS 234 Information Security and CPS 230 Operational Risk Management.
Understanding of Australian control reporting standards such as GS007 ASAE 3402 ASAE 3150 or their international equivalents (ISAE 3402 SOC 1 etc) as well as technical skills in controls risk and governance.
In our RCA team your impact will be seen by:
Reviewing the design and operation of endtoend business processes systems procedures and controls to meet financial and regulatory reporting requirements and customer contractual obligations
Analysis documentation and testing of risk management frameworks internal controls and control environments
Anticipating and identifying current and emerging risks and raising issues with line management
Development of meaningful relationships with all your stakeholders clients and colleagues alike
Managing large project engagements endtoend from planning and budgeting through to final reporting
Reporting to management on the efficiency and effectiveness of their framework for risk management and control and contribution to the presentation of observations to the Audit Committee or Board of Directors
Supporting Partners with special project work around new and emerging areas of risk and corresponding controls comfort
About PwC
At PwC we are a humanled techpowered community of solvers. We approach problems with curiosity collaboration and willingness to challenge the status quo to develop innovative solutions in partnership with Australian businesses and notforprofits. Together we strive to make a positive impact and drive meaningful change.
Thats where our people come in. Whether youre just beginning your career or have plenty of experience under your belt we believe your unique perspective can help us to deliver valued insights that make a real impact. Here youll be surrounded by peers who have your back and leaders who support you in an environment that encourages continuous learning and growth.
Your benefits
Flexible working arrangements for how where and when you work ensuring you thrive while delivering top results for your team and clients
More opportunities to connect with loved ones with the ability to work up to four weeks from anywhere in Australia and select international locations
Health and lifestyle perks like a wellness credit and discounted memberships
Gender inclusive 26 weeks paid parental leave
Worldclass development opportunities to accelerate your career
Strong mentors meaningful work and plenty of networking opportunities
Dress for your day so you can feel confident and comfortable for whatever your day has in store for you
Our commitment to diversity and inclusion
We empower our people to use their creativity authenticity and human differences to be champions of change and challenge our thinking. At PwC we understand that diverse perspectives are necessary for solving complex problems. We believe that for diversity to truly flourish it must be nurtured in an inclusive environment. Thats why we are committed to fostering a workplace where everyone feels valued to thrive.
PwC is committed to making our recruitment processes inclusive so if you need reasonable adjustments or would like to note which pronouns you use at any point in the application or interview process please let us know.
Emily Vegas is the Recruitment Manager for the role. As the team experiences high volumes of applications we appreciate your patience to allow for a timely and fair process for all.
No Agencies Please: We kindly request that recruitment agencies do not submit CVs in response to this advertisement. We are only accepting applications direct from individuals.
Education (if blank degree and/or field of study not specified)
Degrees/Field of Study required:Degrees/Field of Study preferred:Certifications (if blank certifications not specified)
Required Skills
Optional Skills
Accepting Feedback Accepting Feedback Active Listening Analytical Thinking Artificial Intelligence (AI) Platform Auditing Auditing Methodologies Client Management Coaching and Feedback Communication Compliance Program Implementation Creativity Data Analysis and Interpretation Data Ingestion Data Modeling Data Quality Data Security Data Transformation Data Visualization Embracing Change Emotional Regulation Empathy External Audit Financial Reporting Generally Accepted Auditing Standards (GAAS) 27 moreDesired Languages (If blank desired languages not specified)
Travel Requirements
Not SpecifiedAvailable for Work Visa Sponsorship
YesGovernment Clearance Required
NoJob Posting End Date
Required Experience:
Manager
Employment Type
Full-Time
