Audit Director Audit Practices - Methodology
Audit Director Audit Practices - Methodology
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Job Description
Overview:
Capital Ones Audit function is a dedicated group of professionals focused on delivering topquality assurance services to the organizations Audit Committee. Audit professionals are experienced welltrained and credentialed and operate within a collaborative agile environment to deliver valueadded opinions and recommendations. Audits vision to provide high value independent proactive insights to innovate with technology and to be a topnotch talent destination creates a dynamic and challenging atmosphere for both personal growth and professional opportunity.
Capital One is seeking an energetic selfmotivated Audit Director interested in joining the Audit Practices (Practices) Team. As a leader on the Practices team you will help teach challenge and elevate the work of Audit. The Practices team governs the framework for the departments audit methodology and core processes and works to drive industryleading audit practices that enable a dynamic approach to assurance and respond to change. As Director Audit Practices Methodology you will play a high impact role in enhancing the methodology and practices for the Audit organization. This includes developing enhancements and socializing methodology updates and driving process improvement efforts. It will be critical for this role to foster strong working relationships to influence the broader enterprise risk frameworks.
Responsibilities:
Maintain a solid understanding of the IIA Global International Standards and Regulatory requirements as well as Capital Ones Audit Methodology; partner with Audit Delivery and Quality Assurance counterparts to influence audit methodology enhancements in compliance with IIA and regulatory requirements.
Monitor industry audit hot topics audit practices trends and emerging audit risks within the department to identify continuous improvement opportunities and drive strategic direction.
Establish relationships with industry peers to stay abreast of audit methodology best practices.
Oversee Auditor Independence monitoring tracking and reporting processes.
Act as a subject matter expert on audit methodology and independence requirements and provide consultation as necessary.
Identify department training opportunities through collaboration with Audit Analytics and Quality Assurance partners and oversee auditor training programs.
Partner with Audit Analytics and Technology teams to establish audit methodology in compliance with IIA and regulatory standards for new data analytics/automation techniques in performing audits.
Prioritize and oversee team activities in addition to independently completing multiple tasks across the team and department. Demonstrate the ability to successfully meet deadlines and identify/escalate impediments in a timely manner.
Provide people leadership both directly and indirectly including training coaching and mentoring
Heres what were looking for in an ideal teammate:
You develop influential relationships based upon shared risk objectives and trust to deliver outstanding business impact and elevate Audits value proposition.
You build credibility through collaborative relationships and seek to understand the challenges of others.
Youre a firm believer that a rich understanding of data innovation and technology leads to better audit outcomes and you seek to further your own knowledge and technical expertise.
Youre a teacher. You do the right thing and lead by example. You have a passion for coaching and investing in the betterment of your team. You lead through change with candor and optimism.
You create energy and an environment that fosters trust collaboration teamwork and belonging making it easy to attract hire and retain top talent.
Basic Qualifications:
Bachelors Degree or military experience
Professional certification such as Certified Internal Auditor (CIA) Certified Public Accountant (CPA) or Certified Information Systems Auditor (CISA).
At least 10 years of experience in auditing risk management or a combination
At least 3 years of project management experience or at least 3 years of experience overseeing audit engagements
At least 3 years of experience in people management
Preferred Qualifications:
12 years of experience in internal or external auditing or risk management or a combination
6 years of experience in financial services
6 years of experience performing industry research or data analysis in support of internal auditing
5 years of experience in people management
At this time Capital One will not sponsor a new applicant for employment authorization for this position.
The minimum and maximum fulltime annual salaries for this role are listed below by location. Please note that this salary information is solely for candidates hired to perform work within one of these locations and refers to the amount Capital One is willing to pay at the time of this posting. Salaries for parttime roles will be prorated based upon the agreed upon number of hours to be regularly worked.
Charlotte NC: $181800 $207500 for Audit DirectorCandidates hired to work in other locations will be subject to the pay range associated with that location and the actual annualized salary amount offered to any candidate at the time of hire will be reflected solely in the candidates offer letter.
This role is also eligible to earn performance based incentive compensation which may include cash bonus(es) and/or long term incentives (LTI). Incentives could be discretionary or non discretionary depending on the plan.Capital One offers a comprehensive competitive and inclusive set of health financial and other benefits that support your total wellbeing. Learn more at theCapital One Careers website. Eligibility varies based on full or parttime status exempt or nonexempt status and management level.
This role is expected to accept applications for a minimum of 5 business days.No agencies please. Capital One is an equal opportunity employer committed to diversity and inclusion in the workplace. All qualified applicants will receive consideration for employment without regard to sex (including pregnancy childbirth or related medical conditions) race color age national origin religion disability genetic information marital status sexual orientation gender identity gender reassignment citizenship immigration status protected veteran status or any other basis prohibited under applicable federal state or local law. Capital One promotes a drugfree workplace. Capital One will consider for employment qualified applicants with a criminal history in a manner consistent with the requirements of applicable laws regarding criminal background inquiries including to the extent applicable Article 23A of the New York Correction Law; San Francisco California Police Code Article 49 Sections; New York Citys Fair Chance Act; Philadelphias Fair Criminal Records Screening Act; and other applicable federal state and local laws and regulations regarding criminal background inquiries.If you have visited our website in search of information on employment opportunities or to apply for a position and you require an accommodation please contact Capital One Recruiting ator via email at . All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.
For technical support or questions about Capital Ones recruiting process please send an email to
Capital One does not provide endorse nor guarantee and is not liable for thirdparty products services educational tools or other information available through this site.
Capital One Financial is made up of several different entities. Please note that any position posted in Canada is for Capital One Canada any position posted in the United Kingdom is for Capital One Europe and any position posted in the Philippines is for Capital One Philippines Service Corp. (COPSSC).
Required Experience:
Director
Employment Type
Full-Time
