Job Description
Risk and Controls Officer Financial Services
Location: South West London (Hybrid 3 days in office)
Are you an experienced compliance professional with a strong eye for detail Do you thrive in a role that ensures highquality standards and regulatory adherence If so this is an exciting opportunity to join a wellestablished and highly regarded property and financial services firm that has been a trusted name in the industry for decades.
With a strong presence in the London market the company offers a full suite of property services including mortgage and protection advice sales and lettings surveying block management and financial planning. As they continue to grow they are now looking for a Risk and Controls Officer to help maintain compliance excellence and uphold their outstanding reputation.
Why Join
Established Reputable Firm A market leader in property and financial services with a strong brand and valuesdriven culture.
Impactful Role Play a key part in ensuring compliance quality assurance and regulatory standards across the mortgage and protection division.
Career Growth Work alongside senior management and compliance professionals with structured training and longterm career development opportunities.
Additional Earning Potential Commission available on referrals to financial services block management and other services.
Responsibilities:
Conduct quality assurance reviews across all business areas ensuring compliance with FCA regulations.
Investigate complaints and ensure that all cases meet regulatory requirements.
Provide structured feedback to mortgage and protection consultants identifying trends and necessary improvements.
Support adviser inductions and ongoing training ensuring compliance best practices are upheld.
Work closely with the risk and compliance team to monitor emerging regulatory changes and update company policies accordingly.
Maintain strong relationships with internal stakeholders mortgage advisers and protection teams.
What Were Looking For:
CeMAP or CII MP qualification (or equivalent).
Experience as a Mortgage & Protection Adviser Quality Case Checker or Compliance Officer.
Strong attention to detail and ability to work in a structured processdriven environment.
Excellent communication skills with the ability to provide constructive feedback.
A proactive selfmotivated individual who thrives in a compliancefocused role.
Whats on offer
Salary up to 40k
Career Development Access to inperson and online training via a dedicated Talent Development team.
Hybrid Working 3 days inoffice offering flexibility and worklife balance.
Financial Perks Discounted legal fees mortgage services and financial support for professional qualifications.
Company Benefits Gym travel & beauty discounts Employee Assistance Programme life assurance employee discounts and more.
If youre looking for a rewarding role where you can make an impact apply now
Risk and Controls Officer Financial Services
