AnalystAssociate Centralized Business Services
AnalystAssociate Centralized Business Services
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$ 55000 - 80000
1 Vacancy
Job Description
As a member of the Private Wealth Centralized Business Services group the Associate/Analyst will provide onboarding and business support to Neuberger Berman Private Wealth Teams. Will partner with Compliance Supervision Business Control and Operations as a point of service contact to ensure a highly efficient and rewarding client experience.
Responsibilities:
Coordinate with Neuberger Bermans Private Wealth teams to provide administrative and holistic support services to new and existing clients.
Establish new accounts for natural person and entity clients. Duties include document preparation entity documentation review KYC data gathering and review performing quality control check before submission for approval documentation account funding and information follow up.
Process account maintenance requests including KYC updates (name changes personal data updates address changes investment objective updates etc. control and interested party updates and account updates such as margin check writing options etc.
Collaborate with cross functional teams in setting up Investment Policy Statements and maintenance related to any changes in client investment planning
Address internal/external client service inquiries/requests from Private Wealth Teams and resolve issues in a timely manner and escalate complex issues as necessary
Assist with the Employee Investment Solutions platform with account openings maintenance and trading
Identify and flag suspicious activity to mitigate risk and prevent fraudulent account behavior and potential fraud exposure
Review and process requests for fund disbursements gifting securities ACATs and DTC transfers.
Provide support for Neuberger Bermans online portal and mobile application including assisting client with initial setup and subsequent general inquiries.
Alternative and Private Equity subscription document and marketing material fulfillment
Ad hoc projects as assigned by management
Qualifications:
Undergraduate degree with relevant financial services industry experience
SIE Series 7 and 66 licenses preferred or ability to obtain
Proficient PC skills including MS Word Excel and PowerPoint
Excellent communication skills both written and verbal
Professional presence with strong client service skills
Well organized with excellent attention to detail
Ability to prioritize workload based on evolving needs and circumstances
Strong multitasking skills
#LIJG3
#LIHybrid
Compensation Details
The salary range for this role is $55000$80000. This is the lowest to highest salary we in good faith believe we would pay for this role at the time of this posting. We may ultimately pay more or less than the posted range and the range may be modified in the future. This range is only applicable for jobs to be performed in the job posting location. An employees pay position within the salary range will be based on several factors including but limited to relevant education qualifications certifications experience skills seniority geographic location business sector performance shift travel requirements sales or revenuebased metrics market benchmarking data any collective bargaining agreements and business or organizational needs. This job is also eligible for a discretionary bonus which along with base salary and retirement contributions is part of our total comprehensive package. We offer a comprehensive package of benefits including paid time off medical/dental/vision insurance 401(k) life insurance and other benefits to eligible employees.Note: No amount of pay is considered to be wages or compensation until such amount is earned vested and determinable. The amount and availability of any bonus commission production or any other form of compensation that are allocable to a particular employee remains in the Companys sole discretion unless and until paid and may be modified at the Companys sole discretion consistent with the law.
Neuberger Berman is an equal opportunity employer. The Firm and its affiliates do not discriminate in employment because of race creed national origin religion age color sex marital status sexual orientation gender identity disability citizenship status or protected veteran status or any other characteristic protected by local state or federal laws rules or regulations. If you would like to contact us regarding the accessibility of our website or need assistance completing the application process please contact .
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Required Experience:
IC
Employment Type
Full-Time
