Compliance Examiner Chief
Compliance Examiner Chief
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$ 6585 - 12920
1 Vacancy
Job Description
Supplemental Information
- This vacancy is located in the Office of Financial Solvency/Financial Examinations/Field Division and will be filled by promotion only with a current permanent employee of the Department of Insurance.No Civil Service test score is required in order to be considered for this vacancy.To apply for this vacancy click on the Apply link above and complete an electronic application which can be used for this vacancy as well as future job opportunities. Applicants are responsible for checking the status of their application to determine where they are in the recruitment process. Further status message information is located under the Information section of the Current Job Opportunities page.Resumes WILL NOT be accepted in lieu of completed education and experience sections on your application. Applications may be rejected if incomplete.For further information about this vacancy contact:Phillip DonagricheLouisiana Department of InsuranceP.O. Box 94214Baton Rouge LA 70804
The LA Department of Insurance is a State As a Model Employer (SAME) agency that supports improved employment opportunities for individuals with disabilities. Minimum Qualifications
MINIMUM QUALIFICATIONS:
Three years of the required experience for the following minimum qualifications must have been at the supervisory level or above:
Eight years of experience in accounting auditing banking compliance management financial operations or insurance; OR
Six years of fulltime experience in any field plus nine semester hours in accounting and an additional fifteen semester hours in accounting economics finance business law insurance statistics financial analysis or money and banking plus five years of experience in accounting auditing banking compliance management financial operations or insurance; OR
A bachelors degree with nine semester hours in accounting and an additional fifteen semester hours in accounting economics finance business law insurance statistics financial analysis or money and banking plus five years of experience in accounting auditing banking compliance management financial operations or insurance; OR
A bachelors degree in accounting auditing finance business administration management economics or statistics plus five years of experience in accounting auditing banking compliance management financial operations or insurance; OR
An advanced degree in accounting auditing finance business or public administration management economics quantitative methods or statistics plus four years of experience in accounting auditing banking compliance management financial operations or insurance; OR
A Certified Public Accountant (CPA) license Certified Financial Examiner (CFE) Certified Fraud Examiner (CFE) or Certified Internal Auditor (CIA) designation plus three years of experience in accounting auditing banking compliance management financial operations or insurance.Job Concepts
Function of Work:
To direct statewide regulatory operations to protect the public interest and enhance confidence in the insurance or financial services industries.
Level of Work:
Administrator.
Supervision Received:
Administrative from the Deputy Commissioner or other administrator.
Supervision Exercised:
Direct over Compliance Examiners Deputy Chiefs and Compliance Examiner Managers.
Location of Work:
Primarily used by the Department of Insurance and Office of Financial Institutions (OFI).
Job Distinctions:
Differs from the Deputy Commissioner by directing only one division of an agency.
Differs from the Compliance Examiner Deputy Chief by responsibility for an entire division.Examples of Work
EXAMPLES BELOW ARE A BRIEF SAMPLE OF COMMON DUTIES ASSOCIATED WITH THIS JOB TITLE. NOT ALL POSSIBLE TASKS ARE INCLUDED.
Directs the development and implementation of policies procedures and examination guidelines.
Drafts and directs the drafting of legislation; may testify before legislative committees.
Analyzes and interprets rules regulations and laws for applicability to examination procedures.
Meets with presidents and executive management of regulated entities to present and discuss ideas for proposed legislation.
Oversees the compilation of budget projections for depository division and ensures that fees assessed are sufficient to cover projected expenditures.
Confers and corresponds with institutions chief executives and boards of directors attorneys and the public to answer questions resolve problems and offer guidance with respect to state laws and regulations.
Confers and corresponds with federal counterparts to discuss regulatory issues and plan long term examination strategies.
Required Experience:
Chief
Employment Type
Full Time
