FCU - AML KYC - Senior AssociateBangalore

Line of Service

Advisory

Industry/Sector

Not Applicable

Specialism

Conduct and Compliance

Management Level

Senior Associate

Job Description & Summary

At PwC our people in risk and compliance focus on maintaining regulatory compliance and managing risks for clients providing advice and solutions. They help organisations navigate complex regulatory landscapes and enhance their internal controls to mitigate risks effectively.

In regulatory risk compliance at PwC you will focus on confirming adherence to regulatory requirements and mitigating risks for clients. You will provide guidance on compliance strategies and help clients navigate complex regulatory landscapes.

Focused on relationships you are building meaningful client connections and learning how to manage and inspire others. Navigating increasingly complex situations you are growing your personal brand deepening technical expertise and awareness of your strengths. You are expected to anticipate the needs of your teams and clients and to deliver quality. Embracing increased ambiguity you are comfortable when the path forward isnt clear you ask questions and you use these moments as opportunities to grow.

Examples of the skills knowledge and experiences you need to lead and deliver value at this level include but are not limited to:

• Respond effectively to the diverse perspectives needs and feelings of others.
• Use a broad range of tools methodologies and techniques to generate new ideas and solve problems.
• Use critical thinking to break down complex concepts.
• Understand the broader objectives of your project or role and how your work fits into the overall strategy.
• Develop a deeper understanding of the business context and how it is changing.
• Use reflection to develop self awareness enhance strengths and address development areas.
• Interpret data to inform insights and recommendations.
• Uphold and reinforce professional and technical standards (e.g. refer to specific PwC tax and audit guidance) the Firms code of conduct and independence requirements.

Job Description AML KYC Associate

Competency Risk Consulting (CR&R)

Skill AML KYC

Job Overview

Experience Range: From 5 9 years

Positional Requirement/Responsibilities
End to end KYC knowledge of different sets of clients

Designation Senior Associate
Preferred Knowledge
Review new and existing customer accounts and verify their identities
Assess the risks associated with customers or products
Complete KYC onboarding for the new and preexisting customers (KYC Refresh) by reviewing
client documentation vendor databases and data entered into proprietary
Develop knowledge of AML/BSArelated regulations
Performing data quality review of KYCs for completeness including ensuring all appropriate
information is contained in the KYC to meet all regulatory legal bank and audit
requirements
Other project work assigned within the scope of AML/KYC Business Quality
Perform the required KYC screening on new clients by documenting and corroborating the
information obtained on the client as required by the procedures utilizing a variety of
independent research sources
Analyze Client data documentation and negative news in order to determine the Client Risk
Profile as established under the procedures

Collaborate with the client team worldwide on global requests
Maintain detailed records on clients for secondlevel review
Track and report all documentation breaks
Liaise with Clients Front Office Credit Legal and Operations as necessary as part of the KYC
process

Required Qualifications & Capabilities
Experience in compliance or related position
Familiarity with the firms internal systems and processes or similar processes at other
institutions
Selfstarter capable of working under minimum supervision
Exceptional research and analytical skills with the ability to analyze large amounts of data
decipher higher risk attributes (transactional geographical product customer type etc.
and
develop wellreasoned recommendations
Proficient in MS Office (Outlook/Word/Excel/PowerPoint)
Strong documentation skills to clearly articulate alert disposition
Adherence to controls and standard
Professional & Educational Background
Bachelors Degree in Commerce Computer Science or equivalent is preferred. A fulltime
masters degree/equivalent is an added bonus.
Additional Information
Collaborating with leadership to deliver client engagements and associated outputs
supporting the team in daytoday client management project management and the
development of highquality client deliverables.
Emphasizing the ability to build solid and collaborative relationships with team members and
also taking initiative to build relationships with client stakeholders.
Excellent written and verbal communication skills

Education (if blank degree and/or field of study not specified)

Degrees/Field of Study required:

Degrees/Field of Study preferred:

Certifications (if blank certifications not specified)

Required Skills

Optional Skills

Accepting Feedback Accepting Feedback Active Listening Analytical Thinking AntiBribery AntiMoney Laundering Compliance Business Ethics Code of Ethics Communication Compliance and Governance Compliance and Standards Compliance Auditing Compliance Frameworks Compliance Program Implementation Compliance Reporting Compliance Review Compliance Risk Assessment Compliance Training Controls Compliance Creativity Cybersecurity Risk Management Data Analysis and Interpretation Data Protection Management (DPM) Disability Support Embracing Change 30 more

Desired Languages (If blank desired languages not specified)

Travel Requirements

Not Specified

Available for Work Visa Sponsorship

No

Government Clearance Required

No

Job Posting End Date