Manager - Internal Audit Stockbroking

About PhonePe Group:

PhonePe is Indias leading digital payments company with 50 crore 500 Million) registered users and 3.7 crore 37 Million) merchants covering over 99 of the postal codes across India. On the back of its leadership in digital payments PhonePe has expanded into financial services (Insurance Mutual Funds Stock Broking and Lending) as well as adjacent techenabled businesses such as Pincode for hyperlocal shopping and Indus App Store which is Indias first localized App Store. The PhonePe Group is a portfolio of businesses aligned with the companys vision to offer every Indian an equal opportunity to accelerate their progress by unlocking the flow of money and access to services.

Culture

At PhonePe we take extra care to make sure you give your best at work Everyday! And creating the right environment for you is just one of the things we do. We empower people and trust them to do the right thing. Here you own your work from start to finish right from day one. Being enthusiastic about tech is a big part of being at PhonePe. If you like building technology that impacts millions ideating with some of the best minds in the country and executing on your dreams with purpose and speed join us!

Manager Internal Audit

Bengaluru India

About PhonePe Group:

PhonePe is Indias leading digital payments company with 50 crore 500 Million) registered
users and 3.7 crore 37 Million) merchants covering over 99 of the postal codes across
India. On the back of its leadership in digital payments PhonePe has expanded into financial
services (Insurance Mutual Funds Stock Broking and Lending) as well as adjacent tech
enabled businesses such as Pincode for hyperlocal shopping and Indus App Store which is
India's first localized App Store. The PhonePe Group is a portfolio of businesses aligned with
the company's vision to offer every Indian an equal opportunity to accelerate their progress
by unlocking the flow of money and access to services.

Culture

At PhonePe we take extra care to make sure you give your best at work Everyday! And
creating the right environment for you is just one of the things we do. We empower people
and trust them to do the right thing. Here you own your work from start to finish right from
day one. Being enthusiastic about tech is a big part of being at PhonePe. If you like building
technology that impacts millions ideating with some of the best minds in the country and
executing on your dreams with purpose and speed join us!

Job Role / Responsibilities

Develop a comprehensive understanding of PhonePes business systems and processes.
Conduct riskbased internal audits across stock broking processes such as trading
settlements depository participant (DP) operations client onboarding and regulatory
reporting.
Stay updated and ensure compliance with SEBI NSE BSE NSDL CDSL guidelines
related to capital market regulations and Research Analyst including best practices and
emerging trends
Acquire indepth process understanding for planned audits including processes systems
involved data flow and datasets.
Execute audits from risk assessment audit planning & scoping to & reporting.
Prepare / review RCMs process notes flow charts and other working papers.
Drives and understand root cause of the observations and follow the 5 why approach for
corrective action plans.
Prepare comprehensive audit reports ensuring clarity accuracy and adherence to
internal reporting standards.
Facilitate discussions with auditees on audit findings ensuring a clear understanding of
identified issues and recommendations and report significant issues to senior management.
Provide timely updates on audits to the Internal Audit head holding regular meetings
with auditees.
Ensure the overall quality of audit reports and audit documentation based on methodology
Plan resource and budget for audit and be able to lead the audit team
Handle Internal Audit organizational activities including budgeting risk assessment and
external stakeholder management.
Conduct periodic followups with auditees to monitor the timely and effective
implementation of management action plans.
Demonstrates good understanding of data governance processes practices policies
and guidelines.

Essential Skills/Qualification

Min 7 years of postqualification experience in internal audit and/ or relevant function

Prior Industry experience in Broking Industry especially in Exchange or Depository
Operations
Chartered Accountant or equivalent qualification Sound understanding of control
environment compliance and risk frameworks.
Excellent written and verbal communication skills.
Strong problem solving and analytical skills.
Be able to work in a fastpaced role with competing priorities. Adaptable to project
requirements and does what is required to get the job done.
Demonstrate ability for seamless continuous improvement and problem solving.
Preferred Skills & Qualification
Experience in internal audits or organization risk and control functions.
Review quantitative analysis that translates data into actionable insights.

PhonePe Full Time Employee Benefits (Not applicable for Intern or Contract Roles)

Insurance Benefits Medical Insurance Critical Illness Insurance Accidental
Insurance Life Insurance
Wellness Program Employee Assistance Program Onsite Medical Center
Emergency Support System
Parental Support Maternity Benefit Paternity Benefit Program Adoption
Assistance Program Daycare Support Program
Mobility Benefits Relocation benefits Transfer Support Policy Travel Policy
Retirement Benefits Employee PF Contribution Flexible PF Contribution Gratuity
NPS Leave Encashment
Other Benefits Higher Education Assistance Car Lease Salary Advance Policy
Working at PhonePe is a rewarding experience! Great people a work environment
that thrives on creativity the opportunity to take on roles beyond a defined job
description are just some of the reasons you should work with us. Read more about
PhonePe on our blog.

PhonePe Full Time Employee Benefits (Not applicable for Intern or Contract Roles)

• Insurance Benefits Medical Insurance Critical Illness Insurance Accidental Insurance Life Insurance
• Wellness Program Employee Assistance Program Onsite Medical Center Emergency Support System
• Parental Support Maternity Benefit Paternity Benefit Program Adoption Assistance Program Daycare Support Program
• Mobility Benefits Relocation benefits Transfer Support Policy Travel Policy
• Retirement Benefits Employee PF Contribution Flexible PF Contribution Gratuity NPS Leave Encashment
• Other Benefits Higher Education Assistance Car Lease Salary Advance Policy

Working at PhonePe is a rewarding experience! Great people a work environment that thrives on creativity the opportunity to take on roles beyond a defined job description are just some of the reasons you should work with us. Read more about PhonePe on our blog.

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