Senior Branch Operations Manager Fort Lauderdale FL
Senior Branch Operations Manager Fort Lauderdale FL
Employer Active
Job Alert
You will be updated with latest job alerts via email
Share
Job Alert
You will be updated with latest job alerts via email
Not Disclosed
Salary Not Disclosed
1 Vacancy
Job Description
Who We Are:
Oppenheimer & Co. Inc. (Oppenheimer) is a leading middlemarket investment bank and fullservice brokerdealer. With roots tracing back to 1881 the Company is engaged in a broad range of activities in the financial services industry including retail securities brokerage institutional sales and trading investment banking (both corporate and public finance) equity & fixed income research market making trust services and investment advisory and asset management services.
Job Description
The firm is seeking a qualified individual who will join a dynamic growthminded management team in the flagship office of the firms International Financial Advisor cohort and be responsible for all facets of its core operational functions. Reporting directly to the Branch Manager of the office the candidate will be responsible for the daytoday supervision and workflow of all operations functions which include but are not limited to the following:
Responsibilities:
- All money movement fund disbursement and/or fund receipt activity in accordance with FINRA rules
- All order processing including cancelations corrections and other critical orderrelated workflow including client service inquiries and resolutions
- Account opening
- Supervisory engagement with local resources (i.e. Branch Control Officer) to fulfill supervisory requirements
- Train and lead operational support staff
- Acts as liaison between the Branch and all Firm infrastructure areas
- Support Financial Professional onboarding
- Provides any special support as requested by Branch Manager
Qualifications:
- At least 5 years of brokerage/financial services experience along with management experience
- Series 7 63 required; in addition to 8 or 9 & 10
- Strong attention to detail and accuracy
- Ability to navigate multiple computer systems applications and utilize search tools to find information
- Excellent verbal written and interpersonal communication skills
- Effective organizational multitasking and prioritizing skills
- Able to work independently proactively and innovatively while exercising sound judgment
- Intelligent enthusiastic selfstarter with proven ability to work closely with Financial Advisors and other team members
- High ethical standards
- Excellent time management conflict resolution skills
- Strong working knowledge of Microsoft Office suite
- Fluent in Spanish preferred but not required
Required Experience:
Manager
Employment Type
Full Time
