Compliance Monitoring Analyst
Compliance Monitoring Analyst
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Job Description
Location: Bristol
In this position youll be based in the Bristol office for a minimum of three days a week with the flexibility to work from home for some of your working week. Find out more about our flexible work culture at computershare/flex.
We give you a world of potential
We have a very exciting opportunity for a Compliance Monitoring Analyst to join our team in Bristol. This role sits in the second line of defence within Computershares three lines of defence operating model.
Weve listed below why we think this role stands out and why this is a great team to join.
- Our leadership team are invested in developing and training our employees so you will have the opportunity to carry on learning and progressing.
- You will be working within a supportive department.
- You will be able to manage your own workload and see reviews through from the very beginning to end.
Interested Keep on reading to find out a bit more about what youll be doing and the type of person that were looking for.
A role you will love
The role requires scoping planning and delivery of Compliance Monitoring reviews as part of the overall Compliance Monitoring programme to provide assurance to Senior Management and drive improvements in respect of regulatory standards throughout CIS. The key areas of regulation applicable to CIS are the FCA Principles for Business and associated rules and guidance.
Responsibilities include monitoring and reporting in relation to Computershare Investor Services (CIS) Operational areas to assess compliance with regulatory requirements and internal policies / procedures.
Some of the key responsibilities:
- Complete testing activity through investigation review and analysis across CISs operational activities to assess compliance with prevailing regulatory requirements internal policies and best practice.
- Identify and assess risks arising in the business referring to prevailing regulatory requirements and best practice.
- Liaise with all levels of staff across the business during testing activity.
- Produce objective timely and wellpresented monitoring reports and gain approval for distribution to senior management and CIS Directors.
- Gain commitment from the business to address any issues identified.
- Assess the completeness and accuracy of actions taken to address monitoring findings.
- Liaise with colleagues across Control & Governance Risk Compliance and Audit functions where required.
What will you bring to the role
Were seeking a selfstarter with a proactive and resilient approach.
Some other key skills youll have:
- Strong interpersonal presentation and communication skills: both written and verbal.
- Good influencing and negotiation skills.
- Excellent analytical skills with high levels of attention to detail.
- Proactive selfstarter who can work with limited direction and supervision.
- Proven organisational and time management capabilities.
- Resilience to deliver under pressure.
- FCA knowledge is beneficial
Rewards designed for you
Flexible work to help you find the best balance between work and lifestyle.
Health and wellbeing rewards that can be tailored to support you and your family.
Invest in our business by setting aside salary to purchase shares in our company and youll receive a company contribution as well.
Extra rewards ranging from recognition awards and team get togethers to helping you invest in your future.
And more. Ours is a welcoming and closeknit community with experienced colleagues ready to help you grow. Our careers hub will help you find out more about our rewards and life at Computershare visit computershare/careershub.
Required Experience:
IC
Employment Type
Full-Time
