Senior Analyst Regulatory Relations
Senior Analyst Regulatory Relations
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Not Disclosed
Salary Not Disclosed
1 Vacancy
Job Description
The Role:
The Regulatory Relations team is responsible for the management and oversight of the firms supervisory activities and interactions with regulators. The Regulatory Relations Analyst will serve as a key point of contact supporting the Senior Manager of Regulatory Relations in the daytoday management of SoFis relationship with its regulators. This individual will also support in promoting clear and consistent internal and external communication ensuring timely regulatory submissions identifying emerging issues and reporting key examination metrics.
What Youll Do:
Primary Responsibilities include:
Support management of SoFis regulatory relationships including end to end examination management and ad hoc requests for information and meetings with regulators
Coordinating regulatory requests for documentation and information including active request management and providing effective review and challenge on the responsive documentation and related submissions
Preparing key stakeholders for interviews and meetings with examiners including drafting of briefing materials and presentations
Communicating with key stakeholders and regulators regarding document requests areas of review and conclusions
Preparing Management reporting summarizing the Firms supervisory activity including creating targeted and specialized reporting on regulatory developments
What Youll Need:
BA/BS Degree or equivalent combination of education and experience
4 years experience working in legal compliance audit or other governance functions; and/or direct experience dealing with external regulators and responding to regulatory requests
Superior organization and project management skills attention to detail and excellent written and verbal communication skills
General understanding of bank regulations policy and supervision and familiarity with current regulatory and risk management topics in banking and financial services
Experience interacting with broad set of stakeholders including with business line staff senior management and external stakeholders
Keen attention to detail and ability to quickly grasp key concepts be flexible and quickly manage change in priorities
Ability to work in a fastpaced environment and consistently meet deadlines
Strong problemsolving and research capabilities
Collaborative and positive mindset; teamfirst mentality
Nice To Have:
Relevant experience working at a regulatory agency and/or significant experience in the financial services industry or management consulting firm in a legal regulatory or audit capacity
Required Experience:
Senior IC
Employment Type
Full Time
