Compliance Officer - Onboarding Corporate
Compliance Officer - Onboarding Corporate
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Not Disclosed
Salary Not Disclosed
1 Vacancy
Job Description
The South African entity of Swissquote is a financial services provider supporting independent asset managers acting as a custodian and broker and provides financial intermediaries with a dedicated tool for managing their clients and processing stock market orders. The focus is on international/offshore investments. We are a small team and look for a dedicated addition in our journey.
Join the Compliance Department of Swissquote South Africa (Pty) Ltd as a Compliance Officer in the Onboarding Corporate Team. You will have multiple tasks which include:
Analysis of account opening requests from international corporate clients (such as active/passive entities trusts collective investments schemes financial institutions external asset managers etc. from an AML/CTF and sanction standpoint. This includes the review of tax compliance aspects such as FATCA and CRS
Drafting of internal memorandums especially regarding HRR corporate clients
Optimization of internal processes and guidelines contribution to the drafting of procedures
Daily interaction with the compliance team in Switzerland as well as with international trust and fiduciary companies
Support and advice to the Front line and management
As we are a small team we expect an entrepreneurial spirit and willingness to also assist with other business and compliance task as required in a small office environment.
Qualifications :
Bachelor or Master Degree preferably in Laws/Economics or proven relevant experience in the financial services/banking sector
Minimum 3 to 5 years of experience in a similar onboarding position within a financial institution in an AML/CTF compliance position in relation to complex corporate structures
Excellent command of complex international corporate structures especially of trust passive companies and collective investment schemes
Strong knowledge of South African regulations. Knowledge of Swiss regulations AMLA AMLOFINMA CDB 20 is a big plus
You enjoy interacting with people and are happy to travel to Switzerland should it be necessary for training purpose
Excellent writing and communication skills in English (other languages are an asset)
Strong team player who enjoys working in a multicultural dynamic technological and international environment
Citizen and/or work permit.
Additional Information :
SQ2
Remote Work :
No
Employment Type :
Fulltime
Employment Type
Full-time
