Assistant Compliance Officer Jobs in Japan

You will be responsible for the Product Compliance Management System requirements to ensure that the 2WP (Two-Wheeler and Powersports) products are developed in conformance to the relevant laws norms and standards.Your tasks include: Governance of the internal Product Compliance Management SystemRep...

Surveillance & Monitoring:Monitor and review trading activity for potential market abuse manipulative behavior or other regulatory violations using surveillance tools.Investigate alerts and escalate potential issues to senior compliance leadership.Position Limit Oversight:Track and monitor firm and...

You will be responsible for the Product Compliance Management System requirements to ensure that the 2WP (Two-Wheeler and Powersports) products are developed in conformance to the relevant laws norms and standards.Your tasks include: Governance of the internal Product Compliance Management SystemRep...

Were looking for a Japan Assets Compliance Lead / Wise Assets Japan Chief Compliance Officer to strengthen our compliance team.Based in Tokyo Japan you will work with a growing team of multidisciplinary specialists across Product Treasury and Security to help build world class capital market product...

About InvescoAs one of the worlds leading independent global investment firms Invesco is dedicated to rethinking possibilities for our clients. By delivering the combined power of our distinctive investment management capabilities we provide a wide range of investment strategies and vehicles to our...

Job Description:Purpose/Objective:This individual has a significant role in protecting the interests of the Fidelity organization and its clients. The individual will oversee develop evaluate and implement programs to support investment and research activities for Fidelitys managed portfolios and ac...