Regulatory Compliance Jobs in Mumbai

About Us:Morgan Stanley is a leading global financial services firm providing a wide range of investment banking securities investment management and wealth management services. The Firms employees serve clients worldwide including corporations governments and individuals from more than 1200 offices...

Requisition Id:As a global leader in assurance tax transaction and advisory services we hire and develop the most passionate people in their field to help build a better working world. This starts with a culture that believes in giving you the training opportunities and creative freedom. At EY we do...

Requisition Id:As a global leader in assurance tax transaction and advisory services we hire and develop the most passionate people in their field to help build a better working world. This starts with a culture that believes in giving you the training opportunities and creative freedom. At EY we do...

DescriptionJob DescriptionThe Centralized Research Group (CRG) collaborates closely with the firms Global Investment Banking (GIB) Global Corporate Banking (GCB) and Commercial Banking (CB) teams offering customized financial solutions across Mergers & Acquisitions Equity / Debt capital raising Cred...

DescriptionBe part of a dynamic team that ensures our operations meet the highest standards of compliance. Your expertise will help safeguard our reputation and support our continued growth in India.Job SummaryAs an Associate in the Compliance team you will be responsible for supporting regulatory c...

Job DescriptionTHE OPPORTUNITYThe RMA (Regional Medical advisor) will be a valued representative of our company India working in the field to interact and engage key stakeholders. Our medical affairs team objective is to provide scientific expertise across their identified regions/products/therapy a...

Job DescriptionTHE OPPORTUNITYThe RMA (Regional Medical advisor) will be a valued representative of our company India working in the field to interact and engage key stakeholders. Our medical affairs team objective is to provide scientific expertise across their identified regions/products/therapy a...

Requisition Id :As a global leader in assurance tax transaction and advisory services we hire and develop the most passionate people in their field to help build a better working world. This starts with a culture that believes in giving you the training opportunities and creative freedom. At EY we d...

Requisition Id :As a global leader in assurance tax transaction and advisory services we hire and develop the most passionate people in their field to help build a better working world. This starts with a culture that believes in giving you the training opportunities and creative freedom. At EY we d...

The Securities Back Office Risk & Control professional will be responsible for overseeing operational risk management internal controls regulatory compliance and audit coordination within the stock broking environment. The role demands a keen understanding of back-office operations SOAX and ACM...

Requisition Id:As a global leader in assurance tax transaction and advisory services we hire and develop the most passionate people in their field to help build a better working world. This starts with a culture that believes in giving you the training opportunities and creative freedom. At EY we do...

Requisition Id:As a global leader in assurance tax transaction and advisory services we hire and develop the most passionate people in their field to help build a better working world. This starts with a culture that believes in giving you the training opportunities and creative freedom. At EY we do...

Requisition Id:As a global leader in assurance tax transaction and advisory services we hire and develop the most passionate people in their field to help build a better working world. This starts with a culture that believes in giving you the training opportunities and creative freedom. At EY we do...

Job DescriptionExecute and manage the audit assignments including performing fieldwork following the planned audit approach while delivering quality work in line Group standardsEvaluate internal processes and controls and prepare audit reports with value added recommendations to management and audit...

Company: UpstoxLocation: MumbaiWork arrangement: 5 days in the officeAbout Upstox:At Upstox were building the future of investing simple powerful and for everyone. Were one of Indias fastest-growing fintech platforms backed by the best in the business including Mr. Ratan Tata and Tiger Global and o...

Role Overview This role offers hands-on exposure to loan documentation banking and finance transactions (including securitisation) capital markets real estate financing and general corporate work. Youll work closely with senior members of the legal team on deal execution transaction documentation an...

Sr. Manager KYC updation (Stock Broking Operations) Location- Goregaon Mumbai (Work from Office) Reporting To: SVP Operations Experience: 8 12 years in stock broking operations with strong exposure to KYC client lifecycle management and regulatory reporting To lead and manage the Client Mast...

Role responsiblities-Taking charge of drafting reviewing and negotiating various commercial contracts to ensure full compliance with relevant laws and regulations.Collaborate closely with legal counsel and external parties as necessary to facilitate seamless contract processes.Implement necessary ad...

About This RoleThe Operations Manager for the Simulator Centre based in Mumbai/ other locations will be responsible for ensuring smooth internal operations of the training centre. Role is to provide oversight and adherence to annual budget maintaining operational excellence ensuring customer satisfa...

DescriptionJoin JPMorgan Chase & Co. a global leader in financial services and be part of a team that shapes asset management strategies worldwide.As a Vice President in the Closely Held Asset Management (CHAM) team you oversee financial and valuation analysis for closely held assets. You manage and...