Senior Manager (IT Compliance)

Work Experience:
10-12 years in IT GRC or IT Audit preferably within an MII (Exchanges Depositories etc.) or a large-scale Financial Service provider Domain: Exposure to Exchange/Clearing/Risk domain logic is highly preferred

Key Responsibilities:
Audit Management & Efficiency:

• Serve as the Single Point of Contact (SPOC) for all internal and external IT audits.
• Maintain Zero Delayed Responses and ensure 100% accuracy in data submission during fieldwork.
• Map every regulatory circular and audit point within GRC tools to provide real-time status updates to senior management.

Compliance Tracker Integrity:

• Own and manage the Master Compliance Tracker serving as the definitive log for regulatory circulars audit observations and internal policy requirements.
• Manage the end-to-end update cycle for regulatory tools like Legatrix to maintain a realtime compliance posture.

ATR Resolution & Governance:

• Lead the Action Taken Report (ATR) process achieving a >95% on-time closure rate.
• Ensure zero overdue items for critical Committee SEBI and other regulatory observations.
• Validate evidence for all audit findings and report closures to relevant committees within mandated timelines.

Committee & Board Support:

• Manage the preparation and distribution of Standing Committee on Technology (SCOT) and Board agendas.
• Ensure materials are distributed at least 8 days prior to meetings with 100% accuracy in minutes and action item recording.

Required Skills:

GRCIT AuditATR