Senior Associate – AMLCFT & Sanctions Compliance

BTVK Advisory is a leading advisory firm whose specialized professionals guide clients through an ever-changing business world helping them win now and anticipate tomorrow. BTVK Advisory and its affiliated entities have operations in North America South America Europe Asia and Australia. BTVK Advisorys ultimate parent entity Baker Tilly US LLP is an independent member of Baker Tilly International a worldwide network of independent accounting and business advisory firms in 141 territories with 43000 professionals and a combined worldwide revenue of $5.2 billion.

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Responsibilities:

• Execute AML/CFT and sanctions independent testing engagements across banking and financial services clients including performing risk assessments control testing and gap analysis against regulatory expectations (e.g. BSA/AML FATF OFAC FCA MAS).
• Develop testing plans execute fieldwork document findings with clear actionable recommendations and support audit and regulatory responses including remediation validation.
• Conduct end-to-end validations of AML transaction monitoring systems sanctions screening models and customer risk rating models.
• Assess model design segmentation thresholds scenarios data inputs/outputs perform conceptual soundness reviews outcomes analysis and benchmarking exercises.
• Prepare detailed validation reports aligned with regulatory guidance (e.g. SR 11-7 model risk management principles).
• Support ongoing AML operations including transaction monitoring sanctions screening KYC/CDD reviews alert/case investigations SAR drafting support and quality assurance reviews.
• Drive continuous improvement initiatives within managed service delivery models while ensuring adherence to client SLAs quality standards and regulatory requirements.
• Collaborate closely with onshore teams and client stakeholders to deliver high-quality outcomes and participate in client meetings status reporting and issue resolution.
• Contribute to thought leadership methodology development and internal training initiatives.
• Ensure high-quality execution and delivery across AML Independent Testing AML Model Validation and AML Managed Services engagements in accordance with regulatory expectations and client requirements.

Qualifications:

• Execute AML/CFT and sanctions independent testing engagements across banking and financial services clients including performing risk assessments control testing and gap analysis against regulatory expectations (e.g. BSA/AML FATF OFAC FCA MAS).
• Develop testing plans execute fieldwork document findings with clear actionable recommendations and support audit and regulatory responses including remediation validation.
• Conduct end-to-end validations of AML transaction monitoring systems sanctions screening models and customer risk rating models.
• Assess model design segmentation thresholds scenarios data inputs/outputs perform conceptual soundness reviews outcomes analysis and benchmarking exercises.
• Prepare detailed validation reports aligned with regulatory guidance (e.g. SR 11-7 model risk management principles).
• Support ongoing AML operations including transaction monitoring sanctions screening KYC/CDD reviews alert/case investigations SAR drafting support and quality assurance reviews.
• Drive continuous improvement initiatives within managed service delivery models while ensuring adherence to client SLAs quality standards and regulatory requirements.
• Collaborate closely with onshore teams and client stakeholders to deliver high-quality outcomes and participate in client meetings status reporting and issue resolution.
• Contribute to thought leadership methodology development and internal training initiatives.
• Ensure high-quality execution and delivery across AML Independent Testing AML Model Validation and AML Managed Services engagements in accordance with regulatory expectations and client requirements.