FCC Testing

Job Title : FCC Testing

Experience :8 to 10 Years

Location : Mumbai

• Develop and execute risk-based Compliance Testing & Assurance Plans.
  
• Conduct compliance testing to assess the design and operational effectiveness of controls.
  
• Review processes policies and procedures for compliance with regulatory requirements.
  
• Identify control gaps risks and weaknesses and recommend remediation actions.
  
• Prepare testing reports findings issue ratings and supporting documentation.
  
• Present compliance findings to relevant stakeholders and senior management.
  
• Track open issues and follow up on remediation and closure.
  
• Maintain testing records workpapers and management information.
  
• Support compliance-related projects and ad-hoc initiatives.

• Bachelors degree in Business Accountancy Law Risk Management or a related field.
  
• Experience in Financial Services / Financial Crime Compliance (FCC).
  
• Strong knowledge of AML Sanctions and Anti-Bribery & Corruption (ABC) regulations and principles.
  
• Experience in Compliance Testing/Assurance and control effectiveness testing.
  
• Good understanding of Global Markets Investment Banking and Wealth Management and associated financial crime risks.
  
• Strong analytical investigative and risk assessment skills.
  
• Ability to identify control gaps and assess complex processes.
  
• Excellent communication and presentation skills.
  
• Strong attention to detail ownership and commitment to quality.
  
• CAMS certification is desirable.

Required Skills:

Financial CrimeControl TestingAMLSanctionCorruptionCompliance Testing