Compliance Assurance Jobs in Mumbai

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Gm Compliance- Associate Manager

Master Mind Consultancy

profile Mumbai - India

Job Title : GM Compliance- Associate Manager Experience : 7 to 10 YearsLocation : Mumbai Roles & Responsibilities Provide day-to-day compliance support and advisory to Sales and Trading teams on equities trading activities. Ensure adherence to internal policies regulatory requirements and market c...

30+ days ago
Full Time

Senior Vice President Global Private Banking Clien...

Hsbc

profile Mumbai - India

Some careers open more doors than others.If youre looking for a career that will unlock new opportunities join HSBC and experience the possibilities. Whether you want a career that could take you to the top or simply take you in an exciting new direction HSBC offers opportunities support and rewards...

30+ days ago
Full Time

Compliance Monitoring

Enra Specialist Finance

profile Watford - UK

Are you an experienced Compliance professional who enjoys taking ownership driving assurance activity and has experience within an FCA regulated financial services environmentDo you thrive in a fast-paced specialist lending business where conduct risk Consumer Duty regulatory change and strong stake...

30+ days ago
Full Time

Vice President Global Private Banking Client Lifec...

Hsbc

profile Mumbai - India

Some careers open more doors than others.If youre looking for a career that will unlock new opportunities join HSBC and experience the possibilities. Whether you want a career that could take you to the top or simply take you in an exciting new direction HSBC offers opportunities support and rewards...

30+ days ago
Full Time