Compliance Monitoring

Are you an experienced Compliance professional who enjoys taking ownership driving assurance activity and has experience within an FCA regulated financial services environment

Do you thrive in a fast-paced specialist lending business where conduct risk Consumer Duty regulatory change and strong stakeholder engagement are equally important

If this sounds like you then this could be the perfect next step in your career. Apply today and lets grow together at Enra Specialist Finance

This is a wide-reaching compliance role with a focus on the implementation and delivery of the firms Compliance Monitoring Plan. The key focus of the role will be on the delivery of agreed reviews on aspects of the business as dictated by Senior Management Conduct Risk Assessments FCA priorities Consumer Duty application etc. to provide assurance that policy and procedure are working as intended across the business to provide good customer outcomes. Engagement with business owners to understand each functions adherence to regulations and the management of agreed change will be core to being successful in the role.

Key Accountabilities

• Provide expert support on the delivery of the Compliance Monitoring Programmes reviews to identify and manage change

• Undertake testing and analysis of controls including policies procedures reporting their application to mitigate specific conduct risks against specified products and/or target markets

• Carry out ad hoc requests by the Head of Compliance and/or the business as required

• Support the implementation of regulatory and policy developments and initiatives

• Provide specialist compliance input advice and support to the business

• Represent compliance at project team meetings and at other forums including external forums where required.

• Support work requests in relation to regulatory and policy such as with the preparation and submission of applications and reports to the FCA

• Keep up to date the firms key compliance registers and logs as required

• Build and maintain relationships with the businesses key stakeholders

• Keep up to date with the regulatory horizon and future changes that may affect the business and its customers

Skills & Competencies

• Organised and regimented work method

• Ability to engage and communicate with all levels in the firm

• Excellent Communication Skills

• Excellent analysis and report writing skills

• Resilient in the face of challenge

• Flexibility to engage with business drivers as well as regulatory

Knowledge & Qualifications

• Experience gained in a Compliance function of an FCA authorised firm

• Previous Internal Audit or Compliance related monitoring experience (although desirable not essential)

• Capable of planning executing and reporting on defined audit subjects within defined business areas

• Capable of engaging in a constructive manner with all levels of the business

• Works in an organised and methodical manner

Why Join Us

At Enra Specialist Finance were growing fast and looking for ambitious people who want to be part of our exciting journey. Well give you the tools training and support you need to succeed while offering clear opportunities to progress your career.

Alongside this we offer a strong benefits package including private medical healthcare 25 days annual leave paid volunteering days and a host of additional benefits.

If youre ready to build your career with a Specialist Lender and make an impact - click apply today!