Senior Analyst, Regulatory Compliance Risk Assessment Data and Reporting (5546)

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Pay Details:

TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues to progress through the salary range over time as they progress in their role. The base pay actually offered may vary based upon the candidates skills and experience job-related knowledge geographic location and other specific business and organizational needs.

As a candidate you are encouraged to ask compensation related questions and have an open dialogue with your recruiter who can provide you more specific details for this role.

Job Description:

Reporting to the Manager or Senior Manager Compliance Risk Assessments the Senior Compliance Analyst supports the execution of the enterprise Regulatory Compliance Risk Assessment (RCRA) through data management analysis quality control dashboarding and management reporting. The role transforms assessment data into timely accurate and actionable insights that support program oversight stakeholder decision-making and senior management reporting.

Key Accountabilities Include:

• Support ad hoc data analysis transformation initiatives regulatory requests audit or quality assurance reviews and other program priorities as required.
• Identify opportunities to automate manual reporting strengthen data controls simplify processes and improve the usability and timeliness of RCRA insights.
• Support assessment-cycle activities including stakeholder communications data preparation progress monitoring issue escalation and preparation of materials for review and challenge sessions.
• Partner with Compliance Program Management Compliance Data Enablement and Transformation Business Application Support Risk Owners and Oversight Functions to clarify data requirements and improve reporting outcomes.
• Support metric governance by maintaining metric inventories calculation logic thresholds reporting requirements and evidence supporting the validity and verifiability of reported information.
• Maintain clear documentation of data sources definitions calculations assumptions transformations controls and report production steps to support accuracy repeatability and end-to-end traceability.
• Prepare recurring and ad hoc management reporting including concise commentary supporting analysis and presentation materials for Compliance leadership and other senior audiences.
• Analyze RCRA results to identify trends concentrations outliers and emerging themes across business units segments Laws Rules and Regulations and Enterprise Risk Framework taxonomy levels.
• Perform data validation reconciliation and quality control activities to identify incomplete inconsistent duplicate or anomalous assessment data and coordinate timely resolution with data owners and stakeholders.
• Develop and maintain RCRA execution trackers dashboards data visualizations and status reporting to monitor progress completion quality and key program indicators.
• Support the collection extraction consolidation and maintenance of RCRA and Program Effectiveness Assessment data from approved source systems templates and stakeholder submissions.

Job Requirements

• Self-starter who can independently execute assigned work exercise sound judgment escalate issues appropriately and contribute to small projects or process-improvement initiatives.
• Proven relationship management and collaboration skills with the ability to work effectively across Compliance Risk Technology Data and business teams.
• Strong organizational and time-management skills with the ability to manage recurring reporting cycles ad hoc requests and multiple deadlines in a changing environment.
• Excellent written and verbal communication skills with the ability to explain analytical findings and reporting requirements clearly to technical and non-technical stakeholders.
• Strong critical thinking and problem-solving skills including the ability to identify trends outliers dependencies and emerging risk themes.
• Strong attention to detail and commitment to data accuracy completeness consistency timeliness and traceability.
• Ability to perform data quality reviews investigate discrepancies identify root causes document findings and coordinate corrective action with stakeholders.
• Advanced proficiency in Microsoft Excel and PowerPoint; experience with Power BI data visualization tools GRC platforms databases or reporting automation is preferred.
• Experience developing management reports dashboards metrics data visualizations and concise written insights for business and senior management audiences.
• Strong data analysis and reporting skills with the ability to organize reconcile interpret and summarize complex information from multiple sources.
• Working knowledge of regulatory compliance risk management principles and risk assessment concepts including inherent risk control effectiveness residual risk and supporting rationale.

Additional Information

• Undergraduate degree required; relevant professional designation data analytics training or reporting certification is an asset.
• Typically 5 years of relevant experience in Compliance Risk Management Data Analytics Business Intelligence Reporting Internal Audit or a related discipline.
• Must be available to travel to the Toronto office four times a week.

Who We Are:

TD is one of the worlds leading global financial institutions and is the fifth largest bank in North America by branches/stores. Every day we strive to make every interaction product and experience remarkably human and refreshingly simple for over 27 million households and businesses in Canada the United States and around the world. More than 95000 TD colleagues bring their skills talent and creativity to foster deeper relationships ensure disciplined execution and build a simpler faster banking experience. TD is deeply committed to being a leader in client experience that is why we believe that all colleagues no matter where they work are client facing. Together we are reimagining what banking can be for our clients colleagues and communities.

Our Total Rewards Package
Our Total Rewards package reflects the investments we make in our colleagues to help them and their families achieve their financial physical and mental well-being goals. Total Rewards at TD includes a base salary variable compensation and several other key plans such as health and well-being benefits savings and retirement programs paid time off banking benefits and discounts career development and reward and recognition programs. Learn more

Additional Information:
Were delighted that youre considering building a career with TD. Through regular development conversations training programs and a competitive benefits plan were committed to providing the support our colleagues need to thrive both at work and at home.

Please be advised that this job opportunity is subject to provincial regulation for employment purposes. It is imperative to acknowledge that each province or territory within the jurisdiction of Canada may have its own set of regulations requirements.

Colleague Development

If youre interested in a specific career path or are looking to build certain skills we want to help you succeed. Youll have regular career development and performance conversations with your manager as well as access to an online learning platform and a variety of mentoring programs to help you unlock future opportunities.

If youre passionate about helping clients and building deep lasting relationships TD offers diverse career paths where you can grow your expertise and make a meaningful impact.

Were committed to your success and foster a respectful workplace where diverse perspectives are valued everyone has fair opportunities to grow and you can unlock your full potential to achieve your career goals. Here at TD we hire and develop the best.

Training & Onboarding
We will provide training and onboarding sessions to ensure that youve got everything you need to succeed in your new role.

Interview Process
Well reach out to candidates of interest to schedule an interview. We do our best to communicate outcomes to all applicants by email or phone call.

Accommodation
Your accessibility is important to us. Please let us know if youd like accommodations (including accessible meeting rooms captioning for virtual interviews etc.) to help us remove barriers so that you can participate throughout the interview process.

We look forward to hearing from you!

Language Requirement (Quebec only):