Audit Manager II (ATH 1132)

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TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues to progress through the salary range over time as they progress in their role. The base pay actually offered may vary based upon the candidates skills and experience job-related knowledge geographic location and other specific business and organizational needs.

As a candidate you are encouraged to ask compensation related questions and have an open dialogue with your recruiter who can provide you more specific details for this role.

Job Description:

Job Description

As an Audit Manager II IT Audit you will act as the Audit InCharge (AIC) and lead the endtoend delivery of audit engagements across Technology and Enterprise Platforms. You will be responsible for planning executing and reporting on audits of moderate to high complexity ensuring work is completed in accordance with established audit standards timelines and quality expectations.

You will serve as a key point of contact for stakeholders providing independent and objective insights on technology risks and controls while driving high-quality audit outcomes and supporting the continuous improvement of the control environment across TDBG.

Key Responsibilities

Audit Leadership & Execution

• Lead endtoend audit engagements including planning fieldwork and reporting
• Develop key audit deliverables including Audit Planning Memorandum (APM) Process Risk and Control Matrix (pRCM) Findings Grid and Audit Reports
• Perform and complete L1 review and sign-off on audit activities (e.g. walkthroughs test scripts testing results evidence)
• Ensure audits are delivered within scope timelines budget and quality standards
• Oversee and coordinate audit activities across team members including task assignment sequencing and progress monitoring

Risk Assessment & Control Evaluation

• Identify and assess key IT risks across applications infrastructure and data environments using a risk-based approach
• Evaluate design and operating effectiveness of controls including automated application and interface controls
• Provide insights on emerging risks control gaps and improvement opportunities

Reporting & Issue Management

• Develop clear concise and impactful audit findings including root cause risk impact and recommendations
• Lead discussions with stakeholders to align on audit observations and outcomes
• Oversee the lifecycle of audit issues including validation follow-up and closure in alignment with policy

Stakeholder Management & Communication

• Lead ongoing communication with business technology and control partners throughout the audit lifecycle
• Present audit results and insights to senior management and audit leadership
• Effectively manage challenging discussions and communicate expectations issues and changes clearly

Advisory & Continuous Improvement

• Act as a trusted advisor to stakeholders on technology risk and control matters within area of specialization
• Contribute to audit initiatives and support the design and implementation of process and methodology improvements
• Participate in enterprise initiatives and provide subject matter expertise on risk and controls

Shareholder Accountabilities

• Adhere to internal policies audit methodology and regulatory requirements
• Maintain strong relationships with business and control functions to support effective risk management
• Stay current on emerging technology risks industry trends and regulatory developments
• Identify and escalate key issues to appropriate stakeholders in a timely manner
• Promote a strong risk culture aligned to enterprise risk appetite

Employee / Team

• Provide guidance coaching and mentorship to junior team members
• Contribute to performance management through feedback on team members work and development
• Foster a collaborative team environment focused on quality accountability and continuous improvement
• Support knowledge sharing and capability building within the team

Breadth & Depth

• Operate autonomously as an Audit InCharge for assigned engagements
• Lead multiple concurrent audits or initiatives of moderate to high complexity
• Apply advanced knowledge of IT audit risk and controls to provide expert guidance
• Scope may include cross-functional and enterprise-level impact
• Handle confidential information with discretion and professionalism

Experience & Education

• Undergraduate degree in Computer Science Information Technology Accounting or a related discipline
• 5 years of experience in IT audit IT risk or related areas
• Experience leading audit engagements and managing audit deliverables end-to-end

Certifications

• Professional certification such as CISA CISSP CIA or CPA preferred
• Candidates who do not hold a CISA designation are required to obtain it within 12 months of joining the role

Technical Knowledge

• Strong understanding of IT risks and controls (e.g. ITGCs access management change management)
• Experience with application infrastructure and data environments
• Experience testing automated application and interface controls
• Familiarity with emerging technologies (e.g. cloud APIs Agile delivery) is an asset

Additional Requirements

• Strong analytical problem-solving and communication skills
• Proven ability to manage competing priorities and deliver with speed and impact
• No travel required

Who We Are:

TD is one of the worlds leading global financial institutions and is the fifth largest bank in North America by branches/stores. Every day we strive to make every interaction product and experience remarkably human and refreshingly simple for over 27 million households and businesses in Canada the United States and around the world. More than 95000 TD colleagues bring their skills talent and creativity to foster deeper relationships ensure disciplined execution and build a simpler faster banking experience. TD is deeply committed to being a leader in client experience that is why we believe that all colleagues no matter where they work are client facing. Together we are reimagining what banking can be for our clients colleagues and communities.

Our Total Rewards Package
Our Total Rewards package reflects the investments we make in our colleagues to help them and their families achieve their financial physical and mental well-being goals. Total Rewards at TD includes a base salary variable compensation and several other key plans such as health and well-being benefits savings and retirement programs paid time off banking benefits and discounts career development and reward and recognition programs. Learn more

Additional Information:
Were delighted that youre considering building a career with TD. Through regular development conversations training programs and a competitive benefits plan were committed to providing the support our colleagues need to thrive both at work and at home.

Please be advised that this job opportunity is subject to provincial regulation for employment purposes. It is imperative to acknowledge that each province or territory within the jurisdiction of Canada may have its own set of regulations requirements.

Colleague Development

If youre interested in a specific career path or are looking to build certain skills we want to help you succeed. Youll have regular career development and performance conversations with your manager as well as access to an online learning platform and a variety of mentoring programs to help you unlock future opportunities.

If youre passionate about helping clients and building deep lasting relationships TD offers diverse career paths where you can grow your expertise and make a meaningful impact.

Were committed to your success and foster a respectful workplace where diverse perspectives are valued everyone has fair opportunities to grow and you can unlock your full potential to achieve your career goals. Here at TD we hire and develop the best.

Training & Onboarding
We will provide training and onboarding sessions to ensure that youve got everything you need to succeed in your new role.

Interview Process
Well reach out to candidates of interest to schedule an interview. We do our best to communicate outcomes to all applicants by email or phone call.

Accommodation
Your accessibility is important to us. Please let us know if youd like accommodations (including accessible meeting rooms captioning for virtual interviews etc.) to help us remove barriers so that you can participate throughout the interview process.

We look forward to hearing from you!

Language Requirement (Quebec only):