Compliance Monitoring Officer

To enable the execution of Compliance Monitoring plans processes and activities across dedicated areas of a Business Unit in-line with the Group Monitoring Framework and standards to ensure the effective identification and reporting of Compliance risks and cases of non-compliance to avoid operational losses fines penalties or reputational damage to the organisation and enable competitive advantage for the organisation.

Qualifications :

Type of Qualification: First Degree
Field of Study: Audit
Type of Qualification: First Degree
Field of Study: Business Commerce
Type of Qualification: First Degree
Field of Study: Legal

Experience Required
Compliance Risk Management
Compliance
5-7 years
The role requires a specialist in Compliance Advisory and Monitoring with a sound knowledge of the relevant regulatory requirements and upcoming developments applicable to a specific business area as well as a solid understanding of banking policies products and activities. Ability to take the understanding of business needs and operations and to translate it into Compliance risk management solutions.

Behavioural Competencies:

• Adopting Practical Approaches
• Checking Things
• Convincing People
• Developing Expertise
• Documenting Facts
• Examining Information
• Following Procedures
• Interpreting Data
• Meeting Timescales
• Providing Insights
• Team Working
• Upholding Standards

Technical Competencies:

• Audit Methodology
• Audit Report Writing
• Evaluation of Internal Controls
• Execute Audit Delivery
• Financial Industry Regulatory Framework
• Promote Good Governance Risk & Control

Remote Work :

No

Employment Type :

Full-time