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Surveillance & Monitoring:Monitor and review trading activity for potential market abuse manipulative behavior or other regulatory violations using surveillance tools.Investigate alerts and escalate potential issues to senior compliance leadership.Position Limit Oversight:Track and monitor firm and...

BlueOrchardis a leading global impact investment manager and member of the Schroders Group. As a pioneer of impact investing the firm is dedicated to generating lasting positive impact for communities and the environment while aiming at providing attractive returns to investors. BlueOrchard was foun...

The Chief Compliance Officer (CCO) will lead and direct the development of compliance strategies across Mirabaud Wealth Management (WM) business line in Switzerland. He/she will develop compliance policy and lead the assessment monitoring and reporting of compliance risks investigating incidents in...

As Compliance & Privacy Operations Manager you will work closely with the Chief Compliance Officer (CCO) Compliance and Privacy Directors and cross-functional stakeholders to support the planning execution and continuous improvement of the annual global compliance and privacy program. This is a hand...

We are currently looking for Quality Assurance Officer that will join the project at the client office Geneva-based to help face the proper integration of Compliance and Quality delivery evidence.In order to reinforce the capacity team is seeking a Quality Officer. This person will report to the Hea...

We are currently looking for Quality Assurance Officer that will join the project at the client office Geneva-based to help face the proper integration of Compliance and Quality delivery evidence.In order to reinforce the capacity team is seeking a Quality Officer. This person will report to the Hea...

You will be part of the ARDIAN Zurich team reporting to the local Chief Compliance Officer. You will support the day-to-day operations and ongoing development of the risk management framework and support the compliance function as needed. Your main tasks will be as follows:Contribute to the review a...

Comment nous enthousiasmerLe respect des dispositions légales et des directives en vigueur est capital pour garantir la fiabilité de PostFinance. Dans lexercice de tes fonctions tu y veilles quotidiennement en fournissant des prestations de haute qualité notamment dans la clarification et lanalyse d...

Cytokinetics is a late-stage specialty cardiovascular biopharmaceutical company focused on discovering developing and commercializing first-in-class muscle activators and next-in-class muscle inhibitors as potential treatments for debilitating diseases in which cardiac muscle performance is compromi...