You will be part of the ARDIAN Zurich team reporting to the local Chief Compliance Officer. You will support the day-to-day operations and ongoing development of the risk management framework and support the compliance function as needed. Your main tasks will be as follows:
- Contribute to the review and enhancement of the risk taxonomy preparation of risk assessments and further activities related to risk management.
- Conduct deep dives on specific risks monitor emerging risks and update the risks radar.
- Design and execute second-level control plans review results and monitor implementation of related action plans.
- Help in enforcing and improving the risk management framework and ensuring that regulatory requirements are met (FinSA FinIA CDB20 CISA Data Protection etc.)
- Support the drafting review and maintenance of internal policies procedures and guidelines.
- Support the operational risks management and follow-up of incidents.
- Assist with regular monitoring activities including KYC/AML reviews and adherence to conduct rules.
- Conduct research on regulatory developments (e.g. Swiss and foreign financial market regulation FINMA circulars etc.).
- Help prepare risk management reports and documentation for management auditors or regulators.
- Monitor internal rules applicable to employees and maintain internal registers (e.g. gifts & entertainment personal transactions breaches/incidents).
- Contribute to internal risk management and compliance training material and awareness campaigns.
- Provide administrative support for audits and regulatory filings as needed.
- Serve as a point of contact for risk management and compliance related matters.
Your profile
- Completed studies in Economics Law Business Law or a related field.
- 1-2 years of experience in Risk Management Compliance or a related field.
- Interest in financial regulation risk management compliance and asset management.
- Strong organisational skills and attention to detail.
- High integrity and ability to handle confidential information.
- Proficiency in Microsoft Office Suite (Outlook Word Excel PowerPoint etc.)
- Knowledge in Microsoft 365 Suite (Power BI Power Apps Power Automate etc.)
- Fluent in German and English.
Required Experience:
IC
You will be part of the ARDIAN Zurich team reporting to the local Chief Compliance Officer. You will support the day-to-day operations and ongoing development of the risk management framework and support the compliance function as needed. Your main tasks will be as follows:Contribute to the review a...
You will be part of the ARDIAN Zurich team reporting to the local Chief Compliance Officer. You will support the day-to-day operations and ongoing development of the risk management framework and support the compliance function as needed. Your main tasks will be as follows:
- Contribute to the review and enhancement of the risk taxonomy preparation of risk assessments and further activities related to risk management.
- Conduct deep dives on specific risks monitor emerging risks and update the risks radar.
- Design and execute second-level control plans review results and monitor implementation of related action plans.
- Help in enforcing and improving the risk management framework and ensuring that regulatory requirements are met (FinSA FinIA CDB20 CISA Data Protection etc.)
- Support the drafting review and maintenance of internal policies procedures and guidelines.
- Support the operational risks management and follow-up of incidents.
- Assist with regular monitoring activities including KYC/AML reviews and adherence to conduct rules.
- Conduct research on regulatory developments (e.g. Swiss and foreign financial market regulation FINMA circulars etc.).
- Help prepare risk management reports and documentation for management auditors or regulators.
- Monitor internal rules applicable to employees and maintain internal registers (e.g. gifts & entertainment personal transactions breaches/incidents).
- Contribute to internal risk management and compliance training material and awareness campaigns.
- Provide administrative support for audits and regulatory filings as needed.
- Serve as a point of contact for risk management and compliance related matters.
Your profile
- Completed studies in Economics Law Business Law or a related field.
- 1-2 years of experience in Risk Management Compliance or a related field.
- Interest in financial regulation risk management compliance and asset management.
- Strong organisational skills and attention to detail.
- High integrity and ability to handle confidential information.
- Proficiency in Microsoft Office Suite (Outlook Word Excel PowerPoint etc.)
- Knowledge in Microsoft 365 Suite (Power BI Power Apps Power Automate etc.)
- Fluent in German and English.
Required Experience:
IC
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