Audit and Compliance Manager

Role name:

Audit and Compliance Manager

Role Description:

Strong working & functional knowledge in IT/ Automated Controls testing Understanding of Regulations governing function Ability to read/ understand complex regulations and articulate and breakdown into simpler language and document it for stakeholders/ teams understanding Experience in Control & Transactional testing (Test of Design (ToD) and Test of Operating Effectiveness (ToE)) Excellent communication skills (verbal & written) & ability to facilitate walkthrough sessions Auditing & Testing experience required Responsible for ensuring the data integrity of the regulatory reporting processes by testing the transactions Support detailed and accurate documentation on business requirements and consolidating with stakeholders through a walkthrough session Create and evaluate attributes to ensure accurate and timely review of enterprise transactions Interface with cross functional stakeholders to ensure common understanding and agreement on the test procedures Ability to understand processes policies and procedures to assess effectiveness on the testing Suggest improvement actions Provide data analysis for initial evaluation of samples Ability to challenge information presented providing explanation to ensure that agreement is achieved

Competencies:

BFS : Risk Management Compliance and Governance in HR