About Value Partners Investments
LP Financial Planning Services Ltd. is a Winnipeg-based CIRO dealer that has been supporting financial advisors for over thirty years and continually strives to integrate industry-leading processes and systems. Presently servicing a select group of advisors in Ontario, Winnipeg, and Western Canada, LP Financial is taking steps to grow its footprint and service offering in the Canadian financial services distribution landscape.
The Compliance Specialist, reporting directly to the Chief Compliance Officer, will play a key role on the
operations team to fulfill the multifaceted regulatory obligations of a mutual fund dealer. This position has
a broad range of responsibilities that will allow the successful candidate to learn, experience and flourish in
many different areas of compliance.
8 Job openings in Value Partners Investments
Conduct ongoing compliance monitoring activities of mutual fund registrants at either a Tier 1 or 2 levelFile NRD registration applications notices and terminationsAssist with the creation and updates of policy and procedures manualWork with the dealers Investment Product Committee to More...
Reporting to the Director of Operations the Operations Associate provides critical high-level support to the VPIC Team. The incumbent is responsible for managing account and systems administration reconciliation data integrity and reporting processes. The Operations Associate collabor More...
Reporting to the Director of Operations the Operations Associate provides critical highlevel support to the VPIC Team. The incumbent is responsible for managing account and systems administration reconciliation data integrity and reporting processes. The Operations Associate collabora More...
Reporting to the Director of Operations the Operations Associate provides critical highlevel support to the VPIC Team. The incumbent is responsible for managing account and systems administration reconciliation data integrity and reporting processes. The Operations Associate collabora More...
VPIC is looking to hire a driven handson contributor for the role of Client Service Associate (CSA). Our ideal candidate is someone with a cando attitude who thrives in a fastpaced entrepreneurial environment enjoys interacting with clients and advisors and is looking to grow their ca More...
Reporting to the Director of Operations the Operations Associate provides critical highlevel support to the VPIC Team. The incumbent is responsible for managing account and systems administration reconciliation data integrity and reporting processes. The Operations Associate collabora More...
Reporting to the Director of Operations the Operations Analyst provides critical highlevel support to the VPIC Team. The incumbent is responsible for managing account and systems administration reconciliation data integrity and reporting processes. The Operations Analyst collaborates More...
Not Disclosed
Reporting to the Manager of Trading the Trading Associate is responsible for the daytoday administration of the trading function for VPIC. We are seeking a motivated and detailoriented Trading Associate to join our team. The successful candidate will be responsible for executing trade More...
