Securities Law Jobs in USA

Position SummaryThe Inside Broker is responsible for assisting the Broker in developing managing and sustaining profitable business by providing high level technical expertise. The role is responsible for managing a brokers book of business in-house using deep knowledge of initial risk assessments t...

We are looking for a recent graduate to join IMC as a Graduate Broker Trader. IMC is a high frequency trading firm with a strong trading presence in the broker market. As a Graduate Broker Trader youll respond to quotes in the broker market both over the phone and through squawks with the trading pi...

About HUBJoin our Stevie Award Winning Team at HUB International!When you join the team at HUB International you become part of the largest privately owned global insurance broker providing a broad array of property casualty risk management life and health employee benefits investment and wealth man...

Build Your Future Here:Thinking of changing jobs or starting your career at a growing company with an award-winning culture Well you are in the right place. Join us on our journey to being the Best Community Bank in America. Our motto is Working Together. Building Success. and by joining Peoples Ban...

We are looking for a recent graduate to join IMC as a Graduate Broker Trader. IMC is a high frequency trading firm with a strong trading presence in the broker market. As a Graduate Broker Trader youll respond to quotes in the broker market both over the phone and through squawks with the trading pi...

Job DescriptionWe know a lot about investing and are certain theres no better investment a company can make than in its employees. People dont just drive a company; they are the company. So when people work at their best companies do too. Morgan Stanley at Work a division of Morgan Stanley Wealth Ma...

Job Description:At Bank of America we are guided by a common purpose to help make financial lives better through the power of every connection. We do this by driving Responsible Growth and delivering for our clients teammates communities and shareholders every day.Being a Great Place to Work is core...

Position SummaryThe Broker Assistant is responsible for providing operational support to the brokerage team by efficiently handling day-to-day operational tasks. The role contributes to the seamless functioning of daily operations ensures compliance with regulations and facilitates effective communi...

Job DescriptionOverview:Our client a leading national insurance carrier is seeking an experienced Inland Marine / Cargo Claims Examiner to join their growing claims department. This individual will be responsible for handling a portfolio of complex commercial inland marine and cargo claims from init...

A WORLD LEADER IN TESTING INSPECTION & CERTIFICATION SERVICESBureau Veritas offers dynamic exciting employment opportunities with an attractive salary/benefit package and an opportunity to play a vital role with a global organization. If you would enjoy working in a dynamic environment and are looki...

Accelerate your career. Join the organization thats driving the worlds technology and shape the future.Ingram Micro is a leading technology company for the global information technology ecosystem. With the ability to reach nearly 90% of the global population we play a vital role in the worldwide IT...

Job DescriptionDivision of Banking and Securities is recruiting for a Financial Examiner 1/2 Flex positions to join our team.As a Financial Examiner 1 (FE 1) you will:Learn examination concepts and skills through on-the-job training and formal classroom instruction offered by regulatory agencies/org...

About HUBJoin our Stevie Award Winning Team at HUB International!When you join the team at HUB International you become part of the largest privately owned global insurance broker providing a broad array of property casualty risk management life and health employee benefits investment and wealth man...

Full-timeDescriptionPosition Summary:Responsible for developing new client relationships through proactive selling and relationship management with a particular focus on non-profit relationship development. The AVP Community Engagement will primarily be responsible for identifying and establishing n...

We are seeking a skilled and detail-oriented Trade Compliance Specialist to join our this full-time position you will manage the import and export compliance process at SPS Technologies ensuring adherence to ITAR (International Traffic in Arms Regulations) and EAR (Export Administration Regulations...

Make an ImpactIf you are detail-oriented and eager to grow your career in investment compliance you will be interested in this opportunity. By joining our collaborative and high-performing team as a Compliance Senior Analyst you will support the firms compliance program and ensure adherence to regul...

Work Location:Hillsborough New Jersey United States of AmericaHours:40Pay Details:$72280 - $108160 USDTD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD. Our...

DescriptionAs aSr. Export Compliance Officer at Honeywell you will be responsible for drafting preparing and reviewing a high volume of export license applications collaborating with the broader Licensing team on best practices metrics and internal reporting. You will manage OCR-EASE recordkeeping f...

Associate Financial Advisor (AFA)Small Wealth Management Tulsa OKAre you ready to take your financial services career to the next level Small Wealth Management a collaborative and client-focused practice in Tulsa OK is seeking a motivated and experienced Associate Financial Advisor (AFA) to join ou...

Description At Chase we are passionate about creating memorable experiences for our clients and employees making them feel welcomed valued and understood. We build lasting relationships by doing the right thing exceeding expectations and embracing diversity and inclusion.As a Branch Manager in a Cha...