Securities Law Jobs in Scottsdale, AZ

About the RoleWe are seeking a highly capable Administrative Associate to support a Senior Leader within the Personal Wealth Division (Wealth Management). This role goes beyond traditional administrative support and is best suited for someone who thrives as a strategic partner project manager and tr...

At Vanguard we are taking a stand for all investors. You can help us advance this mission by joining Vanguard as we strive to redefine the advice and wealth management industry. Vanguards one-of-a-kind Advance into Advice and Wealth Management Career development experience will immerse you in our Pe...

ATLAS Navigators LLC is an accounting tax and consulting firm that is looking for someone who fits our culture vision work ethic and team. ATLAS stands for Advisors That Listen And Serve and our people strive to embody that saying every day. We are a solutions-based firm that kee...

Position SummaryFocus Partners Wealth is seeking an Associate Wealth Advisor to join our team! The Associate Wealth Advisor role is an exciting opportunity to work with a planning centric team dedicated to creating personalized wealth advice based on each of our unique clients goals and aspirations....

Position SummaryFocus Partners Wealth is seeking an Associate Wealth Advisor to join our team! The Associate Wealth Advisor role is an exciting opportunity to work with a planning centric team dedicated to creating personalized wealth advice based on each of our unique clients goals and aspirations....

Core ResponsibilitiesAchieves established sales and retention goals through strategic selling activities. Provides leadership and guidance to other sales executives extended sales team members and support staff to achieve the highest levels of performance in new business development.Develop a strate...

Responsibilities:1. Serve as the senior investment strategist and client facing expert ensuring Vanguards investment products are appropriately positioned within the DC marketplace. This includes guidance on plan lineups product due diligence multi asset product strategy and fund selection decisions...

Company DetailsAs an elite Excess and Surplus Lines market Nautilus Insurance Group offers commercial property and casualty insurance solutions to appointed wholesale surplus lines producers countrywide. We have specialized in providing these solutions for more than 35 years.We have more flexible po...

Position OverviewAt PNC our people are our greatest differentiator and competitive advantage in the markets we serve. We are all united in delivering the best experience for our customers. We work together each day to foster an inclusive workplace culture where all of our employees feel respected va...

Job Description:Job DescriptionPlease note that this requisition contains multiple locations but there is not an immediate opening for every location listed.At Bank of America we are guided by a common purpose to help make financial lives better through the power of every connection. We do this by d...

Company DetailsVela Insurance Services provides specialized Excess and Surplus Lines Casualty and Professional Liability insurance solutions in the following four market segments.: Construction Specialty Casualty Velocity Small Business & Professional Liability. We offer national service and local k...

Vanguard is a mission driven investment management firmguided by a culture of integrity collaboration and stewardshipbuilt to give investors the best chance for long term success. With a unique client-owned structure Vanguard aligns its success directly with the outcomes of the investors it serves....

Company DescriptionFarther is a rapidly growing RIA that combines expert advisors with cutting-edge technology - delivering a comprehensive tailored wealth management experience.Farthers founders are leaders and innovators from the private wealth industry who possess a unique blend of traditional we...

Company DescriptionFarther is a rapidly growing RIA that combines expert advisors with cutting-edge technology - delivering a comprehensive tailored wealth management experience.Farthers founders are leaders and innovators from the private wealth industry who possess a unique blend of traditional we...

What You Will BringRequired Qualifications Bachelors degree FINRA Series 7 24 53 and 66 (or 63 & 65) registrations required State life and health licenses required 5 years of experience in Branch Management or Sales Management 10 years financial services/insurance industry experience Experience with...

About the RoleAt Equitable we help clients secure their financial well-being so they can pursue long and fulfilling lives- a missionwevehoned since 1859. Equitable is seeking a Branch Manager to join our Southwest Branch located in Scottsdale AZ. This position will oversee the Branch and will be res...

WHO ARE WE: Alerus is a commercial wealth bank and national retirement provider with one core purpose: helping clients achieve their financial goals. We are driven by a shared commitment to always do the right thing; leading with integrity and providing valued advice and guidance to our clients. We...

In this Fund Accountant role you are responsible for researching and validating security valuations and fund accounting deliverables across domestic and international products. You will act as a subject-matter expert collaborate with stakeholders and help manage financial and reputational risk.Respo...

Job DescriptionCGL Claims Examiner IIJob SummarySeeking a highly skilled and motivated CGL Claims Examiner II to join a team. This role involves efficiently and effectively managing commercial first-party property and third-party general liability claims in a dynamic and fast-paced environment. The...

Company DetailsAt Nautilus Insurance Group were committed to developing talent and shaping the future of the insurance industry.For more than 35 years Nautilus Insurance Group has been an elite Excess and Surplus Lines market offeringcommercial property and casualty insurance solutions to appointed...