Lead Compliance Officer Jobs in USA

We are seeking an experienced Senior Compliance Officer to support the firms investment management compliance program with responsibility for compliance monitoring and testing policy and procedure development and regulatory reporting while assisting the broader Compliance Team with ongoing complianc...

Number of Vacancies: 1Area of Consideration: Open To The PublicPosition Status: Full-Time RegularPay Plan Series & Grade: DS0058/3Salary Range:$98784.18 - $105716.73Closing Date: Open Until FilledLocation: 4200 Connecticut Ave NW Washington DC 20008Brief Description of DutiesReporting to the General...

Job DescriptionClaims Manager Regulatory ComplianceOur client a specialized captive insurance organization is seeking an experienced Claims Manager Regulatory Compliance to oversee claims management activities while supporting regulatory and compliance requirements across the organization.The primar...

Shape the future of compliance at the center of global markets.Wells Fargo is seeking a Senior Lead Compliance Officer (Executive Director) to lead compliance oversight for the Futures Commission Merchant (FCM) business within Wells Fargo Securities and the Corporate & Investment Banking (CIB) Marke...

At U.S. Bank were on a journey to do our best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the communities we support to grow and succeed. We believe it takes all of us to bring our shared ambition to life and each person is unique in the...

Location:4910 Tiedeman Road Brooklyn OhioAbout the Job The Compliance Officer will be a member of the Real Estate Lending and Enterprise Default team within Compliance Risk Management. They will provide support to various lines of business by researching interpreting and assisting with applying the...

SAFETY FIRST! Enjoy working in the outdoors and not stuck in a office or warehouse Do you like to educate others and help them make better improvements If so this could be for you!HTM Contractors Inc. is a leader in the residential and commercial tree services market in Honolulu Hawaii. We are a div...

Location:4910 Tiedeman Road Brooklyn OhioAbout the Job The Compliance Officer will be a member of the Real Estate Lending and Enterprise Default team within Compliance Risk Management. They will provide support to various lines of business by researching interpreting and assisting with applying the...

Compliance OfficerAn exceptional healthcare facility located near Colby Kansas is seeking a licensed clinician with experience in risk management to join its team as their Compliance OfficerOffering $34.65 - $51.11/hourCompliance Officer Opportunity:Full-time Permanent Direct-HireSchedule: Monday -...

Department: ComplianceReports To: Chief Compliance Officer for tastyfx/tastytrade futuresLocation: Chicago IL (In-office 3 days/week)Salary: $100000-$140000Licensure:Series 3and Series34stronglypreferred.As a Compliance Officer you will support the firms compliance program ensuring adherence to CFTC...

Established in 1994 NiteLines USA has successfully delivered contract support services to more than 144 government institutions and medical treatment facilities across the country. Were a dynamic and growing organization offering a wide range of employment opportunities. We are seeking professionals...

Here at Amazon we embrace our differences. We are committed to furthering our culture of diversity and inclusion of our teams within the organization.How do you get items to customers quickly cost-effectively andmost importantlysafely in less than an hour And how do you do it in a way that can scale...

Req ID:78505Location:Tulsa -TULAreas of Interest:Risk Management Compliance; Risk ManagementPay Transparency Salary Range:Not AvailableApplication Deadline:09/28/2026BOK Financial Corporation Group includes BOKF NA; BOK Financial Securities Inc. and BOK Financial Private Wealth Inc. BOKF NA operates...

Here at Amazon we embrace our differences. We are committed to furthering our culture of diversity and inclusion of our teams within the organization.How do you get items to customers quickly cost-effectively andmost importantlysafely in less than an hour And how do you do it in a way that can scale...

At the State of Ohio we take care of the team that cares for Ohioans. We provide a variety of quality competitive benefits to eligible full-time and part-time employees*. For a list of all the State of Ohio Benefits visit ourTotal Rewards website! Our benefits package includes:Medical CoverageFree D...

Background & Drug Test RequirementsThe final candidate selected for the position will be required to undergo a criminal background check. Criminal convictions do not necessarily preclude an applicant from consideration for a position. An individual assessment of an applicants prior criminal convicti...

Job Title: Principal Counsel (Ethics & Compliance Officer)Job Code: 43401Job Location: Herndon VA; Melbourne FL; Rochester NY; Greenville TX; Salt Lake City UTJob Schedule: 9/80:Employees work 9 out of every 14 days totaling 80 hours worked and have every other Friday offJob Description:L3Harris is...

At U.S. Bank were on a journey to do our best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the communities we support to grow and succeed. We believe it takes all of us to bring our shared ambition to life and each person is unique in the...

Qualifications Education Bachelors degree in business finance law or related field.Experience35 years in compliance risk management or regulatory affairs within financial services or insuranceKnowledge Familiarity with FDCPA CFPB guidelines insurance sales regulations and debt collection standards a...

Zions Bancorporation is one of the nations premier financial services companies operating as a collection of great banks under local brands and management teams in high-growth western markets. Zions is regularly recognized by American Banker magazine as having a top banking team in its list of The M...