Wealth Advisor

*Must be located or willing to re-locate to Northern California*

SEC-registered investment advisor headquartered in Lafayette California. Clients here are business owners trades-based entrepreneurs and families navigating lifes biggest transitions from succession planning and exit strategy to generational wealth transfer. The planning conversation goes well beyond account statements.

The firms Whole Wealth philosophy treats time health relationships values and experiences as part of the picture alongside money and every strategy is built around what actually matters to the client.

As fiduciaries the team is bound to put client interests first always.

The Opportunity

This is a rare chance to step into an established growing boutique RIA and serve a loyal high-net-worth client base from day one. You will not be asked to build a book from scratch. The role is centered on existing clients: deepening those relationships delivering financial planning and portfolio guidance and helping families move through the transitions that define their financial lives. You get the client-first culture of a boutique firm backed by a disciplined proven investment process and a team that takes its work seriously without taking itself too seriously.

What youll do:

Serve as a primary point of contact for existing clients building trust and long-term relationships

Lead and support financial planning engagements across retirement succession exit and wealth transfer scenarios

Present and explain the firms strategy and planning recommendations

Prepare for and conduct client review meetings then follow through on action items

Collaborate with the advisory team to continually raise the standard of the client experience

What youll bring:

At least 2 years in a client-facing role as a Wealth Advisor

Series 65 (required)

CFP designation preferred but not mandatory

A genuine interest in clients whole lives not just their portfolios

Compensation and Benefits:

Salary of $100000 to $140000

Annual bonus plan based on both team and individual success

Generous benefits package including 401(k) with Safe Harbor healthcare contributions PTO and expense reimbursements

About the Search:

Roklyn is representing the RIA in this search. All inquiries are confidential. To learn more or express interest please apply directly or contact Darci at Roklyn at