Sr. Risk Compliance Officer Regulatory Relations & Corporate Compliance
Memphis, TN - USA
Job Summary
Location: On site in location listed on job posting.
The Senior Risk Compliance Officer will primarily support the banks regulatory relations program by coordinating supervisory activities serving as a liaison between regulators and internal stakeholders and driving exam readiness and follow-up. The secondary focus will be to support enterprise Corporate Compliance activities including policy governance compliance risk assessments training and regulatory change management.
- Coordinate end-to-end regulatory examinations continuous monitoring activities and targeted reviews with federal and state agencies including planning logistics information request tracking and onsite/virtual schedules.
- Serve as a point of contact and facilitator between regulators and internal associates ensuring clear consistent and timely communications and that information provided is complete accurate and aligned with approved messaging.
- Maintain centralized inventory and status tracking of regulatory requests submissions meeting agendas and regulatory commitments; ensure documentation standards and version control.
- Support executive and board-level reporting on regulatory activities
- Lead or support exam readiness activities
- Maintain strong knowledge of supervisory expectations and guidance relevant to the banks lines of business and risk profile; monitor the horizon for changes that may influence supervisory strategy.
- Support maintenance of the Regulatory Relations governance framework procedures playbooks and communication standards.
- Assist with enterprise compliance risk assessments and control evaluations partnering with business units to capture risk drivers and residual risk.
- Support regulatory change management by tracking new/updated regulations facilitating impact assessments and coordinating implementation plans and control updates.
- Contribute to policy and procedure governance: drafting reviewing for regulatory alignment and coordinating periodic reviews and approvals.
- Support development and delivery of compliance training content; track completion and assess training effectiveness.
- Provide advisory support to business teams on regulatory requirements and compliance control design escalating as needed.
- Help prepare management reports metrics and dashboards for senior leadership and governance committees.
- Performs other related duties as required
- No supervisory responsibilities
To perform this job successfully an individual must be able to perform each essential duty satisfactorily. Additionally the qualifications listed below are representative of the knowledge skills and/or abilities required in this position:
- Bachelor (4-year college) degree
- 5 years of Banking experience or equivalent combination of education and experience
- Previous experience in risk management internal audit compliance or control testing preferred.
- Professional certification preferred (e.g. CRCM or equivalent).
- Familiarity with relevant banking regulations (e.g. FRB CFPB FDIC) and control frameworks preferred.
- Strong analytical skills and attention to detail.
- Excellent written and verbal communication abilities.
- Proficiency in MS Office Suite; experience with audit or risk management software is a plus.
About Us
First Horizon Corporation is a leading regional financial services company dedicated to helping our clients communities and associates unlock their full potential with capital and counsel. Headquartered in Memphis TN the banking subsidiary First Horizon Bank operates in 12 states across the southern U.S. The Company and its subsidiaries offer commercial private banking consumer small business wealth and trust management retail brokerage capital markets fixed income and mortgage banking services. First Horizon has been recognized as one of the nations best employers by Fortune and Forbes magazines and a Top 10 Most Reputable U.S. Bank. More information is available at .
Benefit Highlights
Medical with wellness incentives dental and vision
HSA with company match
Maternity and parental leave
Tuition reimbursement
Mentor program
401(k) with 6% match
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Required Experience:
Senior IC
About Company
First Horizon offers a variety of financial services nationwide. See how we serve our customers through personal, small business, commercial banking, and more.