Senior Counsel Asset Management
Pittsburgh, PA - USA
Job Summary
Substantial experience with contract drafting and negotiation (e.g. agreements with mutual funds subadvisors and model providers private funds and other vendors as well as customer agreements)
Extensive knowledge of investment management functions trading proxy voting pricing and valuation
Extensive knowledge of investment products (e.g. mutual funds ETFs private funds hedge funds derivatives common trust funds etc.)
Expertise in fiduciary duties suitability conflicts of interest required disclosures
Expertise in bank regulatory requirements applicable to investment managers trustees and custodians
Understanding of regulations applicable to registered investment advisers; SEC advertising rule
Experience responding to regulator inquiries and examinations
Ability to assist business with customer account administration issues special projects development of new products and services
Experience with ERISA plans and/or IRAs a plus
Ability and willingness to develop new skills adapt to change make connections across different products services and lines of business
Excellent judgment and ability to help business partners achieve their goals in a risk appropriate manner
Performs significant and complex legal work while regularly interacting with management. Oversees legal research analysis consultation and documentation within a framework of legal compliance and risk management.
Responsible for managing the expense for outside counsel relationships provides strategic direction on when to leverage outside counsel.
Works with outside counsel combining their advice with analysis and feedback from internal stakeholders to provide practical guidance.
Networks with outside organizations to advance legal interests and legal health of the corporation and its industry.
PNC Employees take pride in our reputation and to continue building upon that we expect our employees to be:
- Customer Focused - Knowledgeable of the values and practices that align customer needs and satisfaction as primary considerations in all business decisions and able to leverage that information in creating customized customer solutions.
- Managing Risk - Assessing and effectively managing all of the risks associated with their business objectives and activities to ensure they adhere to and support PNCs Enterprise Risk Management Framework.
Successful candidates must demonstrate appropriate knowledge skills and abilities for a role. Listed below are skills competencies work experience education and required certifications/licensures needed to be successful in this position.
To learn more about these and other programs including benefits for full time and part-time employees visit.
If an accommodation is required to participate in the application process please contact us via email at . Please include accommodation request in the subject line title and be sure to include your name the job ID and your preferred method of contact in the body of the email. Emails not related to accommodation requests will not receive responses. Applicants may also call and say Workday for accommodation assistance. All information provided will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.
At PNC we foster an inclusive and accessible workplace. We provide reasonable accommodations to employment applicants and qualified individuals with a disability who need an accommodation to perform the essential functions of their positions.
PNC provides equal employment opportunity to qualified persons regardless of race color sex religion national origin age sexual orientation gender identity disability veteran status or other categories protected by law.
This position is subject to the requirements of Section 19 of the Federal Deposit Insurance Act (FDIA) and for any registered role the Secure and Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA) which prohibit the hiring of individuals with certain criminal history.
Required Experience:
Senior IC