Senior Analyst, QA

Requisition ID: 270661

Salary Range:-

Please note that the Salary Range shown is a guideline only. Salary offered may vary based on factors including but not limited to the successful candidates relevant knowledge skills and experience.

Join a purpose driven winning team committed to results in an inclusive and high-performing culture.

Global Banking and Markets

Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the US and Latin America operating globally for over 100 years. Scotiabanks strong U.S. presence provides our clients an important bridge to this key global market for trade and investment flows across the Americas and the world.
Global Banking & Markets provides a full range of investment banking credit and risk management products and services relevant to the financing and strategic development needs of our clients. Our products include debt and equity financing mergers & acquisitions corporate banking institutional equity sales trading and research fixed income products derivatives energy foreign exchange and precious & metals. We also cross-sell the full range of wholesale products and services offered by the Scotiabank Group.
Be part of an innovative Global Capital Markets and Investment Banking business with a unique geographic footprint that puts capital to work for our clients across industries! We work together to drive ambition for every future!

Purpose

The Senior Analyst Quality Assurance (QA) Global AML - US contributes to the effectiveness of the Banks Global AML Program by performing independent quality assurance reviews across AML Alert Case Investigations Suspicious Activity Report (SAR) decisioning Sanctions Reviews and Enhanced Due Diligence (EDD) activities.

The role is responsible for assessing adherence to regulatory requirements internal policies procedures and investigative standards while identifying quality deficiencies control gaps and opportunities for continuous improvement. The Senior Analyst supports consistent high-quality risk management practices through objective review constructive challenge and detailed analysis of financial crime investigations and risk assessments.

What Youll Do

Perform independent QA reviews of AML alerts and cases SAR recommendations sanctions reviews and EDD assessments.
Assess the quality completeness accuracy and consistency of investigations risk assessments supporting documentation and disposition decisions.
Verify conclusions are evidence-based and comply with AML sanctions financial crime and regulatory requirements.
Evaluate whether material financial crime risk indicators and customer risk factors have been appropriately identified assessed and escalated.
Identify document and escalate quality deficiencies documentation gaps control weaknesses emerging risks and repeat findings.
Prepare clear concise and auditable QA documentation including findings recommendations review outcomes and supporting rationale.
Maintain records and support QA reporting trend analysis audits independent testing and regulatory examinations.
Provide feedback track remediation activities and identify opportunities to strengthen investigative quality controls and QA methodologies.
Support regulatory reviews and maintain awareness of applicable AML/ATF sanctions and financial crime requirements and emerging risks.
Collaborate with internal stakeholders AML Operations Sanctions EDD AML Advisory and Business lines to promote consistent quality standards effective challenge and continuous improvement.
Act in accordance with Scotiabanks Values Code of Conduct and Global Sales Principles ensuring adherence to operational compliance AML/ATF sanctions and conduct risk requirements.
Working knowledge of transaction monitoring systems alert workflows management reporting and related financial crime technologies preferred.

What Youll Bring

Undergraduate degree in Business Finance Law or related discipline or equivalent experience.
Typically 25 years of experience in AML KYC EDD or financial crime risk management.
Foundational knowledge of AML/ATF and sanctions regulatory frameworks.
Experience reviewing client information and identifying financial crime risk indicators preferred.
Strong analytical and critical thinking skills.
Strong written and verbal communication skills with ability to document clearly and concisely.
Attention to detail and ability to manage multiple priorities in a structured environment.
Experience with Excel and data analysis or visualization tools (e.g. SQL Power BI Python) preferred.

Interested

If your experience is closely related but doesnt align perfectly with every qualification we do encourage you to apply - you might be the right candidate for this or other roles at Scotiabank!
At Scotiabank every employee is empowered to reach their fullest potential respected for who they are and embraced for their differences. Thats why we work to grow and diversify talent and engage employees in a performance-oriented culture.

Whats in it for you

Scotiabank wants you to be able to bring your best self to work and life every day. With a focus on holistic well-being our many flexible benefit programs are designed to help support your unique family financial physical mental and social health needs.

#Dallas

Location(s): United States : Texas : Dallas

Scotiabank is a leading bank in the Americas. Guided by our purpose: for every future we help our customers their families and their communities achieve success through a broad range of advice products and services including personal and commercial banking wealth management and private banking corporate and investment banking and capital markets.

At Scotiabank we value the unique skills and experiences each individual brings to the Bank and are committed to creating and maintaining an inclusive and accessible environment for everyone. If you require accommodation (including but not limited to an accessible interview site alternate format documents ASL Interpreter or Assistive Technology) during the recruitment and selection process please let our Recruitment team know. If you require technical assistance please click here. Candidates must apply directly online to be considered for this role. We thank all applicants for their interest in a career at Scotiabank; however only those candidates who are selected for an interview will be contacted.

Scotiabank is an equal opportunity employer. We evaluate qualified applicants without regard to race color religion sex sexual orientation gender identity national origin disability veteran status or any other characteristic protected by federal state or local law.