Risk & Compliance Senior Associate

Career Area:

Job Description:

Your Work Shapes the World at Caterpillar Inc.

When you join Caterpillar yourejoining a global team who cares not just about the work we do but also about each other. We are the makers problem solvers and future world builders who are creating stronger more sustainable communities. We dontjust talk about progress and innovation here we make it happen with our customers where we work and live. Together we are building a better world so we can all enjoy living in it.

This is Caterpillar

Caterpillar has an exciting opportunity for a Risk & Compliance Senior Associate. Caterpillars Enterprise Compliance Program Team oversees the companys Compliance Program and plays a critical role in promoting ethical conduct and regulatory adherence across the organization. Caterpillar offers an exceptional compliance framework and as a Risk & Compliance Senior Associate you will have the opportunity to join this team within the Law Security and Public Policy (LSPP) organization.

This role supports Caterpillars Enterprise Compliance Program by contributing to the implementation and sustainability of enterprise compliance initiatives. The position assists the Compliance Program through coordination of enterprise compliance learning efforts support of enterprise policy and procedure administration and oversight of compliance program content and platforms.

What You Will Do:

• Support the execution of the enterprise Compliance Program by advancing key initiatives aligned with governance risk management and ethical standards.

• Manage and maintain compliance content across enterprise platforms ensuring accuracy consistency and alignment with policies and regulatory requirements.

• Support compliance training and onboarding by maintaining materials tracking completion and identifying opportunities to improve engagement and awareness.

• Assist with enterprise policy and procedure administration.

• Support compliance governance forums including meeting logistics and materials.

• Support the design and continuous improvement of Enterprise Policies and Procedures.

What You Have:

• Education/Experience: Degree or equivalent experience desired

• Accuracy and Attention to Detail: Understanding the necessity and value of accuracy; ability to complete tasks with high levels of precision.

• Analytical Thinking: Knowledge of techniques and tools that promote effective analysis; ability to determine the root cause of organizational problems and create alternative solutions that resolve these problems.

• Effective Communications: Understanding of effective communication concepts tools and techniques; ability to effectively transmit receive and accurately interpret ideas information and needs through the application of appropriate communication behaviors.

• Process Management: Knowledge of business process improvement tools and techniques; ability to understand monitor update control or enhance existing business or work processes

Successful Candidates Will Also Have:

• Ability to manage individual workstreams independently with guidance.

• Interest in expanding influence and responsibility over time.

• Previous experience in risk and compliance.

• Project management experience with the ability to plan and execute projects.

Additional Info:

• The primary location for this position is Peoria

• Sponsorship is not available

• International and Domestic travel up to 5%

#LI

About Caterpillar

For more than a century Caterpillar has helped build a better more sustainable world. With 2025 sales and revenues of $67.6 billion Caterpillar Inc. is shaping the future as the worlds leading manufacturer of construction and mining equipment off-highway diesel and natural gas engines industrial gas turbines and diesel-electric locomotives. Backed by one of the largest independent global dealer networks and financing services through Cat Financial the companys primary business segments: Power & Energy Construction Industries and Resource Industries are solving customers toughest challenges through commercial excellence and advanced technology driven by a highly skilled dedicated global team.

Final details:

Please frequently check the email associated with your application including the junk/spam folder as this is the primary correspondence method. If you wish to know the status of your application please use the candidate log-in on our career website as it will reflect any updates to your status.

Summary Pay Range:

Compensation and benefits offered may vary depending on multiple individualized factors job level market locationjob-related knowledge skills individual performance and experience. Please note that salary is only one component of total compensation at Caterpillar.

Benefits:

Subject to plan eligibility terms and guidelines. This is a summary list of benefits.

• Medical dental and vision benefits*

• Paid time off plan (Vacation Holidays Volunteer etc.)*

• 401(k) savings plans*

• Health Savings Account (HSA)*

• Flexible Spending Accounts (FSAs)*

• Health Lifestyle Programs*

• Employee Assistance Program*

• Voluntary Benefits and Employee Discounts*

• Career Development*

• Incentive bonus*

• Disability benefits

• Life Insurance

• Parental leave

• Adoption benefits

• Tuition Reimbursement

* These benefits also apply to part-time employees

Posting Dates:

Any offer of employment is conditioned upon the successful completion of a drug screen.

Caterpillar is an Equal Opportunity Employer Including Veterans and Individuals with Disabilities. Qualified applicants of any age are encouraged to apply.

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