Reporting Regulatory Consultant

Job Description:
Key Requirements

• Must have 10 Years experience in Client Reporting Operations (Statements Confirms Monthly / Quarterly Mailing Recon Prospectus Regulatory Mailings).
• Strong knowledge of Quarterly and Monthly Client Statements Non-Statement Inserts Trade Confirms and physical mailing production and schedules.
• Experience and knowledge regarding Client Reporting regulatory obligations critical delivery dates mailing timelines and e-delivery requirements.
• Proven experience in building or setting up client reporting teams including defining roles responsibilities workflows and operating models.
• Ability to develop and document procedures controls and end-to-end processes across Statement Confirms E-delivery and Mailing production.
• Experience identifying and implementing process enhancements to improve efficiency reduce operational risk and eliminate manual processes.
• Honed knowledge of client reporting operations best practices exception management and quality control.
• Ability to partner with technology operations compliance product and business stakeholders to drive improvements in the client reporting space.

Preferred Skills

• Experience with automation workflow tools or reporting platforms.
• Strong analytical and problem-solving skills.
• Ability to assess current-state processes and design scalable future-state operating models.
• Excellent documentation communication and stakeholder management skills.
  Experience supporting regulatory financial investment or wealth management reporting environments