Registered Associate 2

About Northern Trust

As a global leader in innovative wealth management asset servicing asset management and banking services Northern Trust (Nasdaq: NTRS) is proud to guide the worlds most successful individuals families corporations and institutions.

Since 1889 we have aligned our efforts with our three guiding Principles That Endure: Service Expertise and Integrity. Together they reflect the three cornerstones of business conduct which we strive to instill in our employees whom we call partners and to provide to our clients and the communities we serve worldwide.

With more than 135 years of financial experience and over 24000 partners we serve the worlds most sophisticated clients using leading technology and exceptional service.

Major Duties :Responsible for day to day client servicing. Including account opening account servicing and maintenance as well as trade execution. Onboards new client relationships through correspondence reports new account paperwork and advisory Financial Advisor(s) in the process of evaluating investment objectives to provide guidance to clients as appropriate given risk tolerance income needs and current market relationships with Financial Advisors internal and external business partners and clients by delivering exceptional proactive with internal partners (Sales Operations Management or other relationship managers) to respond to client needs/ subject area expert to other associates and advisors providing comprehensive in-depth consulting and leadership to team and partners at a high technical relevant client information in Client Relationship Management and maintains client records in accordance with firm industry and regulatory out activities that are large in scope cross-functional and technically challenging. Role is balanced between high level operational execution and development and execution of strategic direction of business function for direct interaction with different committees and/or in developing implementing and administering programs within functional problems in straightforward possible solutions using technical experience and judgment and quality of own work and the work of others on the within guidelines and :Excellent analytical verbal and written communication skills are knowledge of investment products through prior work experience is required (stocks bonds mutual funds options).Organizational skills and the ability to prioritize are skills / systems knowledge (e.g. Microsoft Office Wealthscape Morningstar Analytics Thomson ONE are expanded conceptual knowledge in own job key business drivers; uses this understanding to accomplish own complex information to others in straightforward :A College or University degree is Securities Industry Essentials Exam (SIE) Series 7 or 7TO and 63/65 or 66 are required. Three or more years working in a client facing service role in the brokerage investment advisory or financial services environment is preferred. Acts as a resource for colleagues with less informal guidance and training to new team members.

Salary Range:

$67500 - 111500 USD

Salary range is a good faith estimate of base pay. Northern Trust provides a comprehensive benefits package including retirement benefits (401k and pension) health and welfare benefits (medical dental vision spending accounts and disability) paid time off parental and caregiver leave life & accident insurance and other voluntary and well-being benefits. Northern Trust also provides a discretionary bonus program that may include an equity component.

Work Authorization

Applicants must be authorized to work in the U.S. without the need for employment-based visa sponsorship now or in the future. Northern Trust will not sponsor applicants for U.S. work visa status for this opportunity (no sponsorship is available for H-1B L-1 TN O-1 E-3 H-1B1 F-1 J-1 OPT CPT or any other employment-based visa).

Working with Us

As a Northern Trust partner you will be part of a flexible and collaborative work culture which has a strong history of financial strength and stability. Movement within the organization is encouraged senior leaders are accessible and you can take pride in working for a company committed to an inclusive workplace and assisting the communities we serve.

Philanthropy is deeply rooted in Northern Trusts history and is an essential element of our culture. Employees around the world give their time and talent to work for the greater good of their communities.

Reasonable Accommodation

Northern Trust is committed to working with and providing adjustments to individuals with health conditions and disabilities. If you need a reasonable accommodation for any part of the employment process please email our HR Service Center at or alternatively you can discuss your individual requirements with the recruiter you are working with.