Manager, Risk and Comliance

We are the leading provider of professional services to the middle market globally our purpose is to instill confidence in a world of change empowering our clients and people to realize their full potential. Our exceptional people are the key to our unrivaled culture and talent experience and our ability to be compelling to our clients. Youll find an environment that inspires and empowers you to thrive both personally and professionally. Theres no one like you and thats why theres nowhere like RSM.

Assurance Digital delivers the technology that enables high quality external assurance engagements across the U.S. and the global network. The Manager of Risk & Compliance supports Assurance Digital by executing certification and compliance activities for products and platforms under established standards and guidance. This role is responsible for preparing certification artifacts supporting risk assessments collecting and validating evidence and ensuring release readiness. Working closely with product engineering and delivery teams the Manager provides hands on risk and compliance support and helps address issues as they arise. The role focuses on producing high quality inspection ready documentation and escalating complex matters to senior leaders as needed.

ESSENTIAL DUTIES:

• Certification Execution and Release Support - Execute certification activities for Assurance Digital products and platforms under established standards and guidance. Prepare certification artifacts including procedures performed evidence collection conclusions and draft release recommendations. Support pre release readiness and post release follow up activities.
  
• Risk Assessment Support and Issue Management - Support risk assessments for new products enhancements and material changes including documenting risks and proposed mitigations. Track risk treatment actions and remediation items through completion escalating issues as needed.
  
• Documentation Evidence and Quality Control - Produce and maintain required documentation and evidence in accordance with defined templates and minimum standards. Perform quality checks on evidence and certification materials to ensure completeness accuracy and inspection readiness. Maintain certification records findings logs and evidence repositories.
  
• Stakeholder Coordination and Day to Day Advisory - Partner with product engineering and delivery teams to gather inputs clarify requirements and support compliance activities. Serve as a day to day Risk & Compliance contact for assigned initiatives escalating complex issues to Associate Directors or Directors.
  
• Governance and Reporting Support - Support compliance governance forums through preparation of materials status reporting action tracking and follow ups. Assist with audit inspection peer review and internal oversight requests.
  
• Other duties as assigned

QUALIFICATIONS:

EDUCATION/CERTIFICATIONS

• Degree: Bachelors degree in accounting Information Systems Business Computer Science or related field - required
• Years of experience: 5 - required
• Certification: CPA CISA CRISC AIGP AAIR AAISM or similar - preferred

TECHNICAL/SOFT SKILLS

• Experience with privacy/data protection impact assessments and related process and security controls concepts.
• Familiarity supporting SOC 1/SOC 2 reporting concepts.
• Exposure to cloud environments (Azure/AWS/GCP) and related control considerations.
• Exposure to data and AI governance model risk management frameworks or emerging technology compliance

EXPERIENCE

• Knowledge of external audit workflows and the importance of audit quality documentation and evidence.
• Experience working with IT control frameworks (e.g. COSO COBIT ITIL) and common technology risk concepts.
• Experience partnering with product or technology teams to clarify requirements obtain evidence and drive follow-through on remediation actions

At RSM we offer a competitive benefits and compensation package for all our offer flexibility in your schedule empowering you to balance lifes demands while also maintaining your ability to serve more about our total rewards at applicants will receive consideration for employment as RSM does not tolerate discrimination and/or harassment based on race; color; creed; sincerely held religious beliefs practices or observances; sex (including pregnancy or disabilities related to nursing); gender; sexual orientation; HIV Status; national origin; ancestry; familial or marital status; age; physical or mental disability; citizenship; political affiliation; medical condition (including family and medical leave); domestic violence victim status; past current or prospective service in the US uniformed service; US Military/Veteran status; pre-disposing genetic characteristics or any other characteristic protected under applicable federal state or local law.

Accommodation for applicants with disabilities is available upon request in connection with the recruitment process and/or employment/ is committed to providing equal opportunity and reasonable accommodation for people with disabilities. If you require a reasonable accommodation to complete an application interview or otherwise participate in the recruiting process please call us at or send us an email at .

RSM does not intend to hire entry level candidates who will require sponsorship now OR in the future (i.e. F-1 visa holders). If you are a recent U.S. college / university graduate possessing 1-2 years of progressive and relevant work experience in a same or similar role to the one for which you are applying excluding internships you may be eligible for hire as an experienced associate.

RSM will consider for employment qualified applicants with arrest or conviction records. For those living in California or applying to a position in California please click here for additional information.

At RSM an employees pay at any point in their career is intended to reflect their experiences performance and skills for their current role. The salary range (or starting rate for interns and associates) for this role represents numerous factors considered in the hiring decisions including but not limited to education skills work experience certifications location etc. As such pay for the successful candidate(s) could fall anywhere within the stated range.