Controllers – Dallas Associate, Regulatory Reporting – Portfolio Level
Dallas, TX - USA
Job Summary
Job Duties:Associate Regulatory Reporting Portfolio Level with Goldman Sachs Services LLC in Dallas Texas. Responsible for preparing and submitting regulatory reports to agencies such as FINRA and the SEC ensuring compliance with global regulatory requirements. Analyzing large datasets to ensure accuracy addressing discrepancies and collaborating with technology teams to build and maintain efficient data pipelines. Identify and address control gaps automate manual processes and enhance existing reporting systems to improve efficiency and reduce risk. Work closely with internal teams including Front Office Middle Office Legal and Compliance to align reporting practices with business objectives while serving as a liaison with regulatory agencies. Conduct risk and compliance monitoring and prepare updates for senior management. Participate in projects related to new regulatory requirements collaborate with global teams to implement changes and provide regular updates on progress. Stay informed about regulatory changes assess their impact on reporting obligations and contribute to the teams long-term strategy to address evolving business needs.
Job Requirements:Bachelors degree (U.S. or foreign equivalent) in Business Administration Finance Economics Engineering Management or a related field and three (3) years of experience in the job offered or a related role OR Masters degree (U.S. or foreign equivalent) in Business Administration Finance Economics Engineering Management or a related field and one (1) year of experience in the job offered or a related role. Prior experience must include three (3) years of experience with a Bachelors degree OR one (1) year with a Masters degree with the following: working with market and financial instruments (including equities exchange traded derivatives and OTC derivatives); US-based regulatory obligation. Includes responding to regulator inquiries from FINRA; using JIRA framework and technologies that govern data flow and eligibility logic to build required control framework that provide visibility on risk including Key Risk Indicators (KRI) accuracy timeliness completeness and other metrics; owns relationships with internal and external counterparties including stakeholders in the business engineering compliance and legal counselors and clients; and business Intelligence tools including Alteryx and SQL to develop BI solutions and define strategies.
The Goldman Sachs Group Inc. 2026. All rights reserved. Goldman Sachs is an equal opportunity employer and does not discriminate on the basis of race color religion sex national origin age veteran status disability or any other characteristic protected by applicable law.
Required Experience:
IC
About Company
The Goldman Sachs Group, Inc. is a leading global investment banking, securities, and asset and wealth management firm that provides a wide range of financial services.