JOB TITLE: Compliance Support analyst EMPLOYER: A-CAP Services LLC DEPARTMENT: Compliance REPORTS TO: Legal LOCATION: Onsite in Des Moines
ABOUT THE COMPANY A-CAP is a leading provider of capital and third-party asset management solutions. Through our synergistic platform of insurance carriers reinsurers and asset management businesses A-CAP delivers tailored capital solutions to individuals insurance companies and small- to medium-sized businesses.
Backed by a leadership team and operational experts with deep expertise across insurance reinsurance and asset management sectors A-CAP is committed to delivering meaningful results and adding value to our clients and capital partners. This commitment is demonstrated through the industry-leading risk-adjusted returns we achieve and the innovative capital solutions we provide to meet the needs of a diverse range of partners.
A-CAPs Core Business Includes:
Capital Solutions
Commercial Real Estate
Third-party Asset Management
Private Credit
Primary Insurance Carriers
Accredited Reinsurers
ABOUT THE ROLE We are looking for an efficient and coachable Compliance Support Analyst. This is an entry level position that will assist with basic compliance functions as instructed by the current members of the Legal department to help build and streamline processes and regulation implementation.
WHAT YOU WILL DO:
Create a list of annual statements and financial filings due for the calendar year based on state link and standardized checklist recommendations made by the NAIC.
Obtain active certificate of authority list for SSL and ACL.
Review list against financial data repository as stated on the NAIC website:
Produce master-list for calendar year of recorded financial filings reported as needed.
Marketing reviews
Form updates
SERFF filings
Regulation review/ follow up/ communication
Assist with complaints
Other projects as assigned
WHAT YOU WILL NEED:
Experience - One to 3 years of similar or related experience in administration compliance or health insurance.
Interpersonal Skills Personal contact with others inside and/or outside the organization for the purpose of first-level conflict resolution building relationships and soliciting cooperation. Discussions involve a higher degree of confidentiality and discretion requiring diplomacy and tact in communication.
Other Skills (helpful but not required) - Thorough knowledge of laws legal codes court procedures precedents government regulations executive orders agency rules and the democratic political process. Talks to others to convey information effectively. Thorough knowledge of insurance and/or financial practices policies procedures operations products services and regulations.
WHO WE ARE:
BENEFITS:
A-CAP works hard to create a positive and supportive environment. Thats why we offer great benefits to safeguard the health and well-being of our employees. Our comprehensive benefits package includes:
Competitive compensation programs
Employer-sponsored medical dental and vision insurance
Paid Life & AD&D Insurance (for employees and families)
Paid Disability Insurance (STD LTD)
Paid Parental Leave
Paid Vacation and Sick Leave
Paid Holidays
Voluntary Supplemental Insurance
Safe Harbor 401(k) plan with employer match
And other benefits and perks!
POSITION TYPE AND EXPECTED HOURS OF WORK:
This is a full-time position. Days and hours of work are Monday through Friday 9:00 a.m. to 6:00 p.m. 40 hours weekly or as otherwise arranged with the manager of the department.
US Work Authorization Is Required Applicants must be authorized to work for ANY employer in the U.S. We are unable to sponsor or take over sponsorship of an employment visa at this time.
The above is intended to describe the general content of and requirements for the performance of this job. It should not be construed as an exhaustive statement of duties responsibilities or physical requirements. Nothing in this job description restricts managements right to assign or reassign duties and responsibilities to this job at any time. Reasonable accommodations may be made to enable individuals with disabilities to perform the essential functions.
Required Experience:
Junior IC
JOB TITLE: Compliance Support analystEMPLOYER: A-CAP Services LLCDEPARTMENT: ComplianceREPORTS TO: LegalLOCATION: Onsite in Des MoinesABOUT THE COMPANYA-CAP is a leading provider of capital and third-party asset management solutions. Through our synergistic platform of insurance carrie...
JOB TITLE: Compliance Support analyst EMPLOYER: A-CAP Services LLC DEPARTMENT: Compliance REPORTS TO: Legal LOCATION: Onsite in Des Moines
ABOUT THE COMPANY A-CAP is a leading provider of capital and third-party asset management solutions. Through our synergistic platform of insurance carriers reinsurers and asset management businesses A-CAP delivers tailored capital solutions to individuals insurance companies and small- to medium-sized businesses.
Backed by a leadership team and operational experts with deep expertise across insurance reinsurance and asset management sectors A-CAP is committed to delivering meaningful results and adding value to our clients and capital partners. This commitment is demonstrated through the industry-leading risk-adjusted returns we achieve and the innovative capital solutions we provide to meet the needs of a diverse range of partners.
A-CAPs Core Business Includes:
Capital Solutions
Commercial Real Estate
Third-party Asset Management
Private Credit
Primary Insurance Carriers
Accredited Reinsurers
ABOUT THE ROLE We are looking for an efficient and coachable Compliance Support Analyst. This is an entry level position that will assist with basic compliance functions as instructed by the current members of the Legal department to help build and streamline processes and regulation implementation.
WHAT YOU WILL DO:
Create a list of annual statements and financial filings due for the calendar year based on state link and standardized checklist recommendations made by the NAIC.
Obtain active certificate of authority list for SSL and ACL.
Review list against financial data repository as stated on the NAIC website:
Produce master-list for calendar year of recorded financial filings reported as needed.
Marketing reviews
Form updates
SERFF filings
Regulation review/ follow up/ communication
Assist with complaints
Other projects as assigned
WHAT YOU WILL NEED:
Experience - One to 3 years of similar or related experience in administration compliance or health insurance.
Interpersonal Skills Personal contact with others inside and/or outside the organization for the purpose of first-level conflict resolution building relationships and soliciting cooperation. Discussions involve a higher degree of confidentiality and discretion requiring diplomacy and tact in communication.
Other Skills (helpful but not required) - Thorough knowledge of laws legal codes court procedures precedents government regulations executive orders agency rules and the democratic political process. Talks to others to convey information effectively. Thorough knowledge of insurance and/or financial practices policies procedures operations products services and regulations.
WHO WE ARE:
BENEFITS:
A-CAP works hard to create a positive and supportive environment. Thats why we offer great benefits to safeguard the health and well-being of our employees. Our comprehensive benefits package includes:
Competitive compensation programs
Employer-sponsored medical dental and vision insurance
Paid Life & AD&D Insurance (for employees and families)
Paid Disability Insurance (STD LTD)
Paid Parental Leave
Paid Vacation and Sick Leave
Paid Holidays
Voluntary Supplemental Insurance
Safe Harbor 401(k) plan with employer match
And other benefits and perks!
POSITION TYPE AND EXPECTED HOURS OF WORK:
This is a full-time position. Days and hours of work are Monday through Friday 9:00 a.m. to 6:00 p.m. 40 hours weekly or as otherwise arranged with the manager of the department.
US Work Authorization Is Required Applicants must be authorized to work for ANY employer in the U.S. We are unable to sponsor or take over sponsorship of an employment visa at this time.
The above is intended to describe the general content of and requirements for the performance of this job. It should not be construed as an exhaustive statement of duties responsibilities or physical requirements. Nothing in this job description restricts managements right to assign or reassign duties and responsibilities to this job at any time. Reasonable accommodations may be made to enable individuals with disabilities to perform the essential functions.