Compliance Examiner Assistant Manager
Job Location:
Baton Rouge, LA - USA
Monthly Salary:
Posted:
Application Deadline:
Vacancies:
Job Summary
- About this Job
The Office of Financial Institutions is responsible for the supervision of various entities which provide financial services to the citizens of the State of Louisiana. The Office is divided into three major divisions based on general types of institutions regulated - the Depository Institutions Division the Non-Depository Services Division and the Securities Division. OFI is committed to developing a highly professional staff that effectively utilizes available resources and makes sound decisions.
Incumbent supervises a staff of Compliance Examiners responsible for conducting examinations of regulated entities including Residential Mortgage Lenders Money Transmitters Virtual Currency companies Pawnbrokers Check Cashers Licensed Lenders Bond for Deed (BFD) and Repossession Agencies. Receives general supervision from a Compliance Examiner Deputy Chief.- Minimum Qualifications
Seven years of experience in accounting auditing banking compliance management financial operations or insurance; OR
Six years of full-time experience in any field plus nine semester hours in accounting and an additional fifteen semester hours in accounting economics finance business law insurance statistics financial analysis or money and banking plus four years of experience in accounting auditing banking compliance management financial operations or insurance; OR
A bachelors degree with nine semester hours in accounting and an additional fifteen semester hours in accounting economics finance business law insurance statistics financial analysis or money and banking plus four years of experience in accounting auditing banking compliance management financial operations or insurance; OR
A bachelors degree in accounting auditing finance business administration management economics or statistics plus four years of experience in accounting auditing banking compliance management financial operations or insurance; OR
An advanced degree in accounting auditing finance business or public administration management economics quantitative methods or statistics plus three years of experience in accounting auditing banking compliance management financial operations or insurance; OR
A Certified Public Accountant (CPA) license Certified Financial Examiner (CFE) Certified Fraud Examiner (CFE) or Certified Internal Auditor (CIA) designation plus two years of experience in accounting auditing banking compliance management financial operations or insurance.
EXPERIENCE SUBSTITUTION:
Every 30 semester hours earned from an accredited college or university will be credited as one year of experience towards the six years of full-time work experience in any field. The maximum substitution allowed is 120 semester hours which substitutes for a maximum of four years of experience in any field.- Job Specification
The official job specifications for this role as defined by the State Civil Service can be found here.
- Job Duties and Other Information
Job Duties:
Oversees the on-site and off-site examination process.
Trains or supervises the on-the-job training of Compliance Examiners as they progress through the training series.
Supervises examiners in analyzing the most difficult and problematic licensees and assists the Examiner-in-Charge in preparing for the exit meeting at the conclusion of the
examination.Confers and corresponds with subordinate compliance examiners to provide information resolve problems and clarify any discrepancies or inconsistencies with examination principles practices or procedures.
Serves as Assistant-in-Charge and Examiner-in-Charge on a rotating basis and performs these duties for the most complex
examinations.
Position-Specific Details:
Location:Office of Financial Institutions main Office in Baton RougeAppointment Type:This is a promotional position only open to current permanent Office of Financial Institutions employees.Compensation:The salary will be determined based on qualifications and experience within the established pay range.
Louisiana is a State as Model Employer (SAME) for individuals with disabilities.How To Apply:
No Civil Service test score is required in order to be considered for this vacancy.
To apply for this vacancy click on the Apply link above and complete an electronic application which can be used for this vacancy as well as future job opportunities. Applicants are responsible for checking the status of their application to determine where they are in the recruitment process. Further status message information is located under the Information section of the Current Job Opportunities page.
* Information to support your eligibility for the position must be included in the application (i.e. relevant detailed experience/education). Resumes will not be accepted in lieu of completed education and experience sections. Applications may be rejected if incomplete.
Contact Information:
For further information about this vacancy contact:
George Hagerty
Human Resources Analyst
Office of Financial Institutions8660 United Plaza Blvd 2nd Floor
Baton Rouge LA 70809
Required Experience:
Manager
