Compliance Employee Conduct Lead (Code of Conduct) – Vice President
Jersey, NJ - USA
Department:
Job Summary
Bring your expertise to JPMorganChases Code of Conduct Compliance team. As part of Risk Management and Compliance you are at the center of keeping JPMorganChase strong and resilient. You help the firm grow its business in a responsible way by assessing personal conflicts of interest anticipating new and emerging risks and using your expert judgement to solve real-world challenges that impact our company customers and communities.
As an Employee Conduct Lead within the Compliance Conduct and Operational Risk (CCOR) organization you help set the standard for how a global firm operatesevery day. The Global Code of Conduct Compliance Team shapes and runs JPMorganChases Code of Conduct Compliance program partnering closely with first line of defense teams Legal Human Resources Employee Relations Global Security Risk and other stakeholders to deliver firmwide priorities.
Our team publishes and provides timely interpretive guidance on the Code of Conduct administers the annual Code Affirmation develops conduct education manages preclearance and disclosure of certain personal conflicts of interest and builds strategic solutions to modernize and scale the program. We also provide guidance on the Code of Ethics for Finance Professionals Policy Supplement Supplier Code of Conduct Outside Interest Policy and other policies and standards owned by the team.
Job Responsibilities
- Develop deep subject matter expertise in the Code of Conductand conflicts management with a focus on Outside Interestsand External Relationships and apply policy standards with strong consistent judgment
- Partner across Employee Compliance Lines of Business Regions and Corporate Functions to drive strategic initiatives (e.g. CCOR education and awareness)
- Execute key program objectives activities initiatives and controlsincluding supporting the design development and testing of strategic solutionsthat improve scale user experience and oversight
- Perform discovery and diagnostic analyses translate findings into clear insights and recommend practical enhancements to strengthen the program
- Produce stakeholder materials including presentations and reporting for senior management
- Draft and publish program policies and procedures standards and training content
- Manage system entitlements and oversee team records (e.g. retention and destruction)
Required qualifications capabilities and skills
- Bachelors degree or equivalent experience
- Strong judgment and the ability to interpret and apply policy requirements to real-world scenarios with appropriate escalation when needed
- Excellent written and verbal communication skills including experience engaging senior stakeholders
- Ability to work independently manage multiple initiatives in parallel and collaborate effectively in a dynamic results-driven environment
- Intellectual curiosity and commitment to continuous learning and ongoing program improvement
- Proficiency with Microsoft Office (Word Excel PowerPoint Outlook)
Preferred qualifications capabilities and skills
- 3 years of experience in financial services or another heavily regulated industry supporting Compliance Human Resources Employee Relations or Risk Management functions
- Demonstrated ability to own end-to-end processes
- Prior people management experience
Required Experience:
Exec
About Company
JPMorganChase, one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world’s most prominent corporate, institutional and government clients under the J.P. Morgan and Chase brands. Our history spans ov ... View more