Associate Analyst, Brokerage Operations

Job Description:

The Role

In this role you will be expected to deliver world class service to internal and external (correspondent investmentadvisorsand contra parties) clients by settling their transactionstimelyand accurately while adhering to policiesproceduresand regulatory willutilizeinternalas well asexternal systems and partner with various departments to settle will include monitoring and managing the settlement of transactions and buying in parties that arefailing to deliverto NFS and retransmittingbuy-insto external or internal parties where NFS is failing to will work closely with management toidentifyand resolve complex issues related to the resolution of thefailandidentifytrends.

The Experience And Skills You Bring

• Manage outgoing buy-ins and ensure proper coverage on incoming buy-ins while meeting all applicable deadlines
• Resolve risk related transactions and escalate accordingly
• College degree preferred
• 2-4 years of relevant buy-in experience or 3-5 years of brokerage experience
• Knowledge of DTCC PTS terminal as well as DTCCs SmartTrack system
• Knowledge of SEC Rule 204 Buy-In process
• Expert knowledge of industry regulations and with firm policies and procedures
• Attention to details while being efficient and effective (time management)
• Ability to communicate effectively with internal and external business units
• Highly motivated with the ability to multi-task and complete assigned tasks ina timelyandaccuratemanner whileassistingwith managing daily task list
• Ability to work effectively in a team-oriented environment
• Excellent communication and interpersonal skills and the ability to effectively train associates
• Strong knowledge of internal systems and PC applications (especially with Excel)
• Assistintraining juniorassociates

Company Overview

At Fidelity we are focused on making our financial expertise broadly accessible and effective in helping people live the lives they want from the23 million peopleinvesting their life savings to the 20000 businessesmanaging their employee benefits programs to the10000 advisors and institutions needing innovative technology solutions to invest their clients money. To do this well as a privately held company we place a high degree of value in nurturing a work environment that attracts the best talent and reflects our commitment to being an employer of choice. For more information about Fidelity Investments visit.

Fidelitys Onsite Working Model
Fidelity is transitioning to a full-time onsite working model through a phased rollout across regions and roles. Currently some roles and locations require 100% onsite presence while others require less. Onsite expectations are likely to evolve as the rollout continues. This transition does not apply to fully remote roles.

Certifications:

Category:

Please be advised that Fidelitys business is governed by the provisions of the Securities Exchange Act of 1934 the Investment Advisers Act of 1940 the Investment Company Act of 1940 ERISA numerous state laws governing securities investment and retirement-related financial activities and the rules and regulations of numerous self-regulatory organizations including FINRA among others. Those laws and regulations may restrict Fidelity from hiring and/or associating with individuals with certain Criminal Histories.