Compliance Director Jobs in New York City, NY

Work Location:New York New York United States of AmericaHours:40Pay Details:$91000 - $145600 USDTD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD. Our compen...

Who Are WeHave you struggled to reserve that coveted summer camping spot at a state park Wondered why youre still filling out a paper form at the DMV Or tried (and failed) to book your favorite pickleball court from your phoneKaizen Labs is rebuilding the governments digital front door - bringing mo...

Our client a major bank in New York City is looking for Compliance Data Steward Director level. New York City Location.This is hybrid commute 2/3 days per week in the office.** Must be authorized to work for ANY employer in US - NO H1 Visa support for this roleSalary range 200-250K plus around 20% b...

About BettermentBetterment is a leading technology-driven financial services company that offers investing and retirement solutions for retail investors and investment advisors as well as financial wellness solutions including a 401(k) for small and medium-sized businesses. Our team is passionate ab...

At OakNorth were on a mission to empower the UKs most ambitious businesses. Since 2015 weve lent over $18 billion across the UK and US helped create more than 58000 new homes and 36000 new jobs and supported hundreds of thousands of personal savers all while fuelling the UK economy.We started lendi...

The role:The Central Compliance and Strategy Director will provide oversight and governance of the end-to-end compliance risk assessment process. This includes defining standards for the compliance risk assessments overseeing execution of the process for adherence to standards and analyzing and repo...

Cerity Partners is seeking a compliance professional that will play a key role in the oversight of the Firms trading activities to help ensure compliance with applicable regulations firm policies and client investment guidelines. This role focuses on identifying and mitigating risks related to marke...

Work Location:New York New York United States of AmericaHours:40Pay Details:$91000 - $145600 USDTD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD. Our compen...

The Special Enforcement Team (SET) is a multidisciplinary unit composed of legal technical and support staff whose primary responsibility is to maintain the integrity of design professionals who file construction documents with the Department of Buildings. SET identifies and investigates design prof...

DCASs mission is to make City government work for all New Yorkers. From managing New York Citys most iconic courthouses and municipal buildings to purchasing over $1 billion annually in goods and services for more than 80 City agencies what we do ensures that all agencies can deliver on their miss...

OverviewReporting to the Director of Aviation the Deputy Director Operations Customer Experience and Compliance is responsible for creating and managing a system of 21st century governance across the regions airports (JFK EWR LGA SWF TEB) ensuring key performance indicators (KPIs) are met regulatory...

Were seeking a candidate with Investment Management experience to join our Investment Management audit team as a Director.The Internal Audit Division (IAD) drives attention and resources to vulnerabilities by providing an independent and well-informed view and impactful messages about the most impor...

OverviewReporting to the Director of Aviation the Deputy Director Operations Customer Experience and Compliance is responsible for creating and managing a system of 21st century governance across the regions airports (JFK EWR LGA SWF TEB) ensuring key performance indicators (KPIs) are met regulatory...

Managing Director Risk Management & Compliance Hybrid Minimum 3 Days Onsite Location: New York NY Compensation: $318000 - $425000 (commensurate with experience) About the Opportunity HireNow Staffing is partnered with a prestigious Am Law 50 firm to identify a Managing Director of Risk Management &...

Provide regulatory compliance support to IQEQs investment adviser clients ensuring their compliance programs meet SEC Rules 206(4)-7 and 38a-1 along with other applicable state and federal securities laws. Responsibilities include maintaining and updating compliance programs to reflect regulatory ch...

The Department of Sustainable Delivery (DSD) is a new division within the NYC Department of Transportation (DOT) launched in 2025 to respond to the rapid growth of app-based delivery and the widespread use of electric micromobility devices on city streets. As these vehicles become more common for bo...

*This position is detailed to the Mayors Office*The Agency Youll Join:The New York City Mayors Office is responsible for overseeing city services throughout the five boroughs coordinating public agencies and departments and managing public property. New York City Mayor Eric Adams is head of the exec...

About the Agency:The New York City Department of Housing Preservation Development (HPD) promotes quality and affordability in the citys housing and diversity and strength in the citys neighborhoods because every New Yorker deserves a safe affordable place to live in a neighborhood they love.- We mai...

About this roleBusiness OverviewBlackRocks Global Compliance Department protects BlackRocks reputation and provides advice to the business focused on ensuring the protection of our clients best department is a dynamic environment with the team focused on understanding evolving business strategy cha...

We are seeking a skilled and experienced Director to provide audit coverage for application and system infrastructure supporting the Non-Financial Risk (Legal and Compliance) Technology Audit team.The Internal Audit Division (IAD) drives attention and resources to vulnerabilities by providing an ind...