Compliance And Regulatory Jobs in Carlsbad, CA

Surveillance & Monitoring:Monitor and review trading activity for potential market abuse manipulative behavior or other regulatory violations using surveillance tools.Investigate alerts and escalate potential issues to senior compliance leadership.Position Limit Oversight:Track an More...

Work ScheduleStandard (MonFri)Environmental ConditionsOfficeJob DescriptionResponsibilities:Join Thermo Fisher Scientific Inc. as a Manager Regulatory Affairs and play a pivotal role in molding our regulatory strategies!Responsible for providing guidance to ensure that all regulatory More...

The Senior Director of Regulatory Affairs ensures that all divisions comply with applicable federal state and provincial laws and regulations maintaining continuous operating approvals. This role also leads efforts to develop and influence regulatory policies impacting the delivery of More...

Opportunity at a GlanceChamberlain College of Nursing is committed to providing quality and accessible nursing education. Most nursing schools incorporate tools for building nursepatient relationships into their curricula but Chamberlain has gone a step further and made care of studen More...

ABOUT US:Make the team that changes the way the world experiences sport! TheLicensing Regulatory Compliance & Government Affairs (LRC/GA)team is an internal service providerthatsupportsSportradarsfast growth by ensuring compliance with all gaming and betting laws and regulati More...

Opportunity at a GlanceChamberlain College of Nursing is committed to providing quality and accessible nursing education. Most nursing schools incorporate tools for building nursepatient relationships into their curricula but Chamberlain has gone a step further and made care of studen More...