Assistant Compliance Officer Jobs in USA

POSITION SUMMARYThe Code Compliance and Animal Welfare Officer enforce City Ordinances related to municipal codes and other adopted codes. Conducts inspections and investigates complaints related to code zoning and environmental health and animal welfare. Gathers evidence issues notices and citation...

Current Employees: If you are currently employed at any of the Universities of Wisconsin log in to Workday to apply through the internal application process.Position Title:Institutional Research Compliance Officer - Office of Research and Sponsored ProgramsJob Category:Academic StaffEmployment Type:...

Location: New York Palo Alto Sacramento San Diego San Francisco San Jose Irvine Los Angeles Denver Stamford Hartford Orlando Miami Jacksonville Tallahassee Tampa Atlanta Indianapolis Des Moines Kansas City Wichita Louisville New Orleans Baltimore Boston Detroit Minneapolis St. Louis Hoboken Iselin B...

Required Qualifications:Bachelors DegreeFINRA Series 7 and 2410 years compliance experience in the financial services industrySubstantive management experienceExperience in dealing with sophisticated investment advisory and securities brokerage compliance issues and substantive product knowledge in...

Required Qualifications:Bachelors DegreeFINRA Series 7 and 2410 years compliance experience in the financial services industrySubstantive management experienceExperience in dealing with sophisticated investment advisory and securities brokerage compliance issues and substantive product knowledge in...

Position OverviewAct as the local Compliance Officer for both of FUJIFILM Biotechnologies sites in North Carolina addition they will be the main Compliance contact / support for any questions / requirements for FUJIFILM Biotechnologies.Company OverviewFUJIFILM Biotechnologies is building the future...

Job Functions Duties Responsibilities and Position Qualifications:Were not just a workplace - were a Great Place to Work certified employer!Proudly certified as a Great Place to Work we are dedicated to creating a supportive and inclusive environment. At Sonic Healthcare USA we emphasize teamwork an...

Belvedere Trading is a leading proprietary trading firm proudly headquartered in downtown Chicago. Our traders work hard to provide liquidity to the market through their market-making activities and are the masters of a diverse set of commodities interest rates exchange-traded funds (ETF) and equity...

Belvedere Trading is a leading proprietary trading firm proudly headquartered in downtown Chicago. Our traders work hard to provide liquidity to the market through their market-making activities and are the masters of a diverse set of commodities interest rates exchange-traded funds (ETF) and equity...

Location: Irvine United States of AmericaIn fast changing markets customers worldwide rely on Thales. Thales is a business where brilliant people from all over the world come together to share ideas and inspire each aerospace transportation defence security and space our architects design innovativ...

Belvedere Trading is a leading proprietary trading firm proudly headquartered in downtown Chicago. Our traders work hard to provide liquidity to the market through their market-making activities and are the masters of a diverse set of commodities interest rates exchange-traded funds (ETF) and equity...

Location: Irvine United States of AmericaIn fast changing markets customers worldwide rely on Thales. Thales is a business where brilliant people from all over the world come together to share ideas and inspire each aerospace transportation defence security and space our architects design innovativ...

Belvedere Trading is a leading proprietary trading firm proudly headquartered in downtown Chicago. Our traders work hard to provide liquidity to the market through their market-making activities and are the masters of a diverse set of commodities interest rates exchange-traded funds (ETF) and equity...

LendSwift is a modern technology-driven consumer lending company on a mission to provide fast transparent credit solutions to underserved borrowers. We deliver flexible lending products while maintaining the highest standards of compliance security and trust. Our sister company is GigFi which provid...

Belvedere Trading is a leading proprietary trading firm proudly headquartered in downtown Chicago. Our traders work hard to provide liquidity to the market through their market-making activities and are the masters of a diverse set of commodities interest rates exchange-traded funds (ETF) and equity...

DEPARTMENT:ComplianceREPORTS TO :Compliance Supervisor & Compliance Assistant ManagerEMPLOYMENT TYPE :Non-Exempt - Full-Time w/BenefitsSALARY RANGE :$53000 - $67000 per year or DOESHIFT:Flexible 24/7 and subject to call-in at anytimeAPPLICATION DEADLINE:December 1 2025LOCATON:Onsite-Remote or hybri...

About InvescoAs one of the worlds leading independent global investment firms Invesco is dedicated to rethinking possibilities for our clients. By delivering the combined power of our distinctive investment management capabilities we provide a wide range of investment strategies and vehicles to our...

Job Title:Senior Manager High Risk Compliance OfficerLocation:CityScapeWhat youll do:As a Senior Manager High Risk Compliance Officer youll be embedded within the First Line of Defense (1LOD) of the Digital Asset Banking National Business Line (NBL). In this role youll lead a team of 610 Portfolio...

Preferred Office Locations: Knoxville TN. Salt Lake City UT. Idaho Falls ID.Title: General Counsel and Chief Compliance OfficerSchedule (FT/PT): Regular Full TimeTravel Required: Yes (25-50%)Government Clearance: Ability to Obtain For over 25 years North Wind Group (North Wind) and its subsidiary co...

Job Description SummaryAegon Asset Management (Aegon AM) is a leading global investor. Our 355 investment professionals manage and advise on assets of US $376 billion for a global client base of pension plans public funds insurance companies banks wealth managers family offices and foundations. We o...