Compliance, Sr Consultant

Major Duties:

• Supports the administration and ongoing execution of the GCT-RCV program including review planning tracking reporting and coordination of program deliverables.

• Maintains andmonitorsthe RCV review inventory reviewscheduleand related program documentation.

• Coordinates and communicates upcoming validation reviews to key stakeholders and supports distribution of validation results and reports.

• Assistsmanagement with reporting metrics dashboards and program updates.

• Reviews and interprets laws regulations regulatory change information and internal policies/procedures for the purpose of developingappropriate validationapproaches and testing plans.

• Develops testing scope and procedures tovalidatecompliance with new or changed regulatory requirements.

• Executes regulatory change validation reviews to assess whether implementation activities meet applicable regulatory requirements and internal compliance expectations.

• Identifies documents and escalates to GCT-RCVmanagementany regulatory compliance risk or potential issues associated with completed reviews.

• Prepares clear and well-supported reports detailing the results of validation testing performed including observations conclusions and recommendations when applicable.

• Serves as a direct liaison with Business Unit Managers Risk and Compliance Partners and other stakeholders throughout the validation review lifecycle.

• Supports quality consistency andtimelycompletion of RCV deliverables by coordinating review documentation follow-ups and stakeholder communications.

• Delivers a work product that requires less revision anddemonstratessound judgment attention to detail and strong understanding of regulatory compliance expectations.

• Participates in all applicable training andmaintainsknowledge of relevant regulatory requirements compliance standards and internal procedures.

• Provides guidance mentoring and training to junior team members asappropriate to support knowledge sharing consistency and effective execution of RCV activities.

Knowledge/Skills:

• Excellent oral and written communication skills are.

• Strong analytical and problem-solving skills areto analyze regulatory requirements summarize information and support well-reasoned conclusions.

• Functional and industry knowledge is including knowledge of compliance testing regulatory change management and/or regulatoryimplementation ofvalidation activities.

• Knowledge of applicable laws regulations and internal compliance policies/procedures is preferred.

• Strong organizational skills are needed to manage multiple reviews program administration activities deadlines and stakeholder communications.

• Ability to work independently exercise sound judgment and manage competing priorities with minimal supervision.

• Technical skills and systems knowledge are preferred including Microsoft Office applications and reporting/dashboard tools such as Power BI.

• Strong interpersonal skills areto partner effectively with Business Unit Managers Risk and Compliance Partners and other stakeholders.

• Ability toidentifyrisks escalate issues appropriately and recommend practical process improvements.

Experience Required:

• 10years of relevant compliance risk audit regulatory change management compliance testing or related financial services experience.

• Experience reviewing and interpreting laws regulations policies procedures and related compliance requirements.

• Experience developing testing scopes executing testing procedures documenting results and preparing written reports or summaries.

• Experience supporting program administration reporting metrics tracking deliverables or coordinating cross-functional activities is preferred.

• Strong analytical interpersonal verbal and written communication skills areto analyze and summarize information.

• Ability to work independently manage deadlines and deliver high-quality workproducts.

• College or University degree.

Shift:

4pm 1am Mon - Fri