Let's begin! Assistant Vice President Compliance

At Moodys we unite the brightest minds to turn todays risks into tomorrows opportunities. We do this by striving to create an inclusive environment where everyone feels welcome to be who they arewith the freedom to exchange ideas think innovatively and listen to each other and customers in meaningful ways. Moodys is transforming how the world sees risk. As a global leader in ratings and integrated risk assessment were advancing AI to move from insight to actionenabling intelligence that not only understands complexity but responds to it. We decode risk to unlock opportunity helping our clients navigate uncertainty with clarity speed and confidence.

If you are excited about this opportunity but do not meet every single requirement please apply! You still may be a great fit for this role or other open roles. We are seeking candidates who model our values: invest in every relationship lead with curiosity champion diverse perspectives turn inputs into actions and uphold trust through integrity.

Skills and Competencies

• 4-8 years of compliance and anti-money laundering experience at a financial industry regulator or regulated financial services firm
• Strong written and verbal communication skills with fluency in English and Spanish
• Demonstrated ability to engage effectively with regulators senior management and cross-functional stakeholders across multiple jurisdictions
• Strong understanding of financial services regulations compliance frameworks and risk management principles
• Highly organized with strong attention to detail and the ability to manage multiple priorities and deadlines
• Ability to adapt to changing business and regulatory environments while exercising sound judgment and independent decision-making
• Unquestionable personal ethics integrity inclusion and trust with a commitment to fostering a culture of compliance
• Basic understanding of artificial intelligence concepts with curiosity and enthusiasm for learning how AI tools can be used to improve processes and drive efficiency. Interest in exploring AI systems and a willingness to develop awareness of responsible AI practices including risk management and ethical use

Education

• Bachelors degree or higher in Business Law Finance or a related field
• Anti-Money Laundering certification preferred

Responsibilities

Lead and support the Moodys Local Compliance Program across designated Latin American jurisdictions by providing regulatory guidance managing compliance risks and fostering a strong culture of compliance.

• Coordinate compliance-related initiatives across Peru Colombia Bolivia and other designated jurisdictions while providing guidance on regulatory and compliance matters
• Serve as Compliance Officer and primary liaison with regulators respond to regulatory inquiries prepare internal staff for regulatory examinations provide advice related to the resolution of regulatory and compliance issues
• Support the development implementation and management of anti-money laundering compliance frameworks and act as designated AML Compliance Officer as required
• Advise employees on Moodys Local policies including securities trading gifts outside business interests confidentiality information barriers recordkeeping and regulatory disclosures
• Conduct compliance risk assessments and identify potential risks and issues for resolution; identify emerging risks and issues as part of horizon risk analysis
• Support Compliance Surveillance and Investigations teams
• Prepare and deliver compliance training materials and presentations to promote awareness of regulatory requirements and compliance obligations
• Prepare presentations for and report to boards of directors regulators business leadership and Compliance senior management on a periodic and ad hoc basis
• Build strong relationships and engage effectively with stakeholders globally regarding compliance matters

About the Team

Our Moodys Local Compliance team supports Moodys Local in promoting a culture of compliance and business integrity and in addressing regulatory and reputational risks. As part of Moodys Global Compliance the team partners closely with business leaders and employees across multiple jurisdictions to identify and address compliance and reputational risks and support business growth. By joining our team you will contribute to impactful work across Latin America while supporting innovation operational excellence and the responsible adoption of emerging technologies including artificial intelligence

Moodys is an equal opportunity employer. All qualified applicants will receive consideration for employment without regard to race color religion sex national origin disability protected veteran status sexual orientation gender expression gender identity or any other characteristic protected by law.

Candidates for Moodys Corporation may be asked to disclose securities holdings pursuant to Moodys Policy for Securities Trading and the requirements of the position. Employment is contingent upon compliance with the Policy including remediation of positions in those holdings as necessary.